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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

RONDURE GLOBAL ADVISORS, LLC

CRD 286313

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:32ef3df7-985a-6220-cbcf-a9b7f559c6b4

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 7
On other graphs: 0
Observed: Dec 23, 2016 to Mar 28, 2024
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $197MItem 5.F on the latest filing (2024-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $197M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 3
SEC number: 801-108903
CRD: 286313
Filings on the tape: 14
First filed: Dec 23, 2016
Latest filed: Mar 28, 2024
Organised: Limited Liability Company, Delaware
Website: rondureglobal.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GARDINER GRANDEUR TALENTS LLC	Member	C	yes	06/2012	Dec 23, 2016	Mar 28, 2024
Gardiner, Benjamin, Robert	Trustee	F	yes	12/2017	May 25, 2018	Mar 28, 2024
Gardiner, Grace, Thatcher	Trustee	F	yes	12/2017	May 25, 2018	Mar 28, 2024
GARDINER, ROBERT, THATCHER	Manager	F	yes	06/2012	Dec 23, 2016	Mar 28, 2024
GARDINER, ROBERT, THATCHER	CHAIRMAN AND MANAGER	F	yes	07/2011	Dec 23, 2016	Mar 28, 2024
GARDINER, ROBERT, THATCHER	Trustee	F	yes	06/2012	Dec 23, 2016	Mar 28, 2024
GARDINER, SUSANNE, BARTH	Trustee	F	yes	06/2012	Dec 23, 2016	Mar 28, 2024
GARDINER, SUSANNE, BARTH	Manager	F	yes	06/2012	Dec 23, 2016	Mar 28, 2024
GERITZ, LAURA, ELIZABETH	CHIEF EXECUTIVE OFFICER, CHAIRPERSON AND MANAGER	C	yes	10/2016	Dec 23, 2016	Mar 28, 2024
GRANDEUR PEAK GLOBAL ADVISORS	Member	C	yes	10/2016	Dec 23, 2016	Mar 28, 2024
GRANDEUR PEAK GLOBAL HOLDINGS LLC	Member	E	yes	01/2024	Mar 28, 2024	Mar 28, 2024
Hackett, Susanne, Maria	Trustee	F	yes	12/2017	May 25, 2018	Mar 28, 2024
HUEFNER, ERIC, WILLIAM	Treasurer	Na	yes	10/2016	Dec 23, 2016	Mar 28, 2024
HUEFNER, ERIC, WILLIAM	PRESIDENT, COO, MANAGER	F	yes	07/2011	Dec 23, 2016	Mar 28, 2024
THE GARDINER GRANDEUR TRUST	Member	E	yes	06/2012	Mar 29, 2018	Mar 28, 2024
WALKER, BLAKE, HAROLD	Manager	Na	yes	10/2016	Dec 23, 2016	Mar 28, 2024
WALKER, BLAKE, HAROLD	Member	C	yes	01/2024	Dec 23, 2016	Mar 28, 2024
WALKER, BLAKE, HAROLD	CEO AND MANAGER	F	yes	07/2011	Dec 23, 2016	Mar 28, 2024
HONE, AMY, AHLEEN	CHIEF COMPLIANCE OFFICER	Na	no	01/2023	Mar 29, 2023	Mar 28, 2024
MCCULLOCH-DUNNE, JENNIFER, ANNE	MEMBER, PORTFOLIO MANAGER	B	no	02/2021	Mar 30, 2022	Mar 28, 2024
VINCENT, JEFFREY, M	Secretary	Na	no	01/2023	Jun 1, 2020	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GRANDEUR PEAK GLOBAL ADVISORS, LLC	n/a	Asset manager	$3.8B	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEWPORT BEACH	CA	United States	2	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 28, 2024	$197M	$197M	4	3	3	n/a	n/a
2022	Mar 29, 2023	$332M	$332M	5	4	3	n/a	n/a
2021	Mar 30, 2022	$305M	$305M	5	4	3	n/a	n/a
2020	Mar 31, 2021	$291M	$291M	6	4	1	n/a	n/a
2019	Mar 30, 2020	$371M	$371M	5	4	0	n/a	n/a
2018	Mar 28, 2019	$277M	$277M	7	6	0	n/a	n/a
2017	Mar 29, 2018	$114M	$114M	5	4	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$197M	$332M	-40.7%	$291M	-12.2%	4	5	3	3

Relationships

Affiliated with (2)

← GRANDEUR PEAK GLOBAL ADVISORSRegistered adviserother investment adviser, control
factForm ADV
→ GRANDEUR PEAK GLOBAL ADVISORSRegistered adviserother investment adviser, control
factForm ADV

Controls (12)

← GRANDEUR PEAK GLOBAL ADVISORSOwnerMEMBER, ownership code C, domestic entity
Dec 23, 2016 to presentfactForm ADV
← GARDINER, ROBERT, THATCHEROwnerMANAGER, ownership code F, individual
Dec 23, 2016 to presentfactForm ADV
← GERITZ, LAURA, ELIZABETHOwnerCHIEF EXECUTIVE OFFICER, CHAIRPERSON AND MANAGER, ownership code C, individual
Dec 23, 2016 to presentfactForm ADV
← HUEFNER, ERIC, WILLIAMOwnerPRESIDENT, COO, MANAGER, ownership code F, individual
Dec 23, 2016 to presentfactForm ADV
← WALKER, BLAKE, HAROLDOwnerCEO AND MANAGER, ownership code F, individual
Dec 23, 2016 to presentfactForm ADV
← GARDINER, SUSANNE, BARTHOwnerMANAGER, ownership code F, individual
Dec 23, 2016 to presentfactForm ADV
← Hackett, Susanne, MariaOwnerTRUSTEE, ownership code F, individual
May 25, 2018 to presentfactForm ADV
← Gardiner, Benjamin, RobertOwnerTRUSTEE, ownership code F, individual
May 25, 2018 to presentfactForm ADV
← Gardiner, Grace, ThatcherOwnerTRUSTEE, ownership code F, individual
May 25, 2018 to presentfactForm ADV
← GARDINER GRANDEUR TALENTS LLCOwnerMEMBER, ownership code C, domestic entity
Dec 23, 2016 to presentfactForm ADV
← GRANDEUR PEAK GLOBAL HOLDINGS LLCOwnerMEMBER, ownership code E, domestic entity
Mar 28, 2024 to presentfactForm ADV
← THE GARDINER GRANDEUR TRUSTOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2018 to presentfactForm ADV

Owns (3)

← MCCULLOCH-DUNNE, JENNIFER, ANNEOwnerMEMBER, PORTFOLIO MANAGER, ownership code B, individual
Mar 30, 2022 to presentfactForm ADV
← HONE, AMY, AHLEENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2023 to presentfactForm ADV
← VINCENT, JEFFREY, MOwnerSECRETARY, ownership code NA, individual
Jun 1, 2020 to presentfactForm ADV

Registered with (2)

← Blake ClaytonAdvisorregistration: previous registration
Nov 12, 2019 to Jan 3, 2025factForm ADV
← ZACHARY DAVID LARKINAdvisorregistration: previous registration
Jan 18, 2018 to Apr 3, 2020factForm ADV

Dated events

Occurred
Feb 3, 2025
Left the SEC roster
Rondure Global Advisors, Llc no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $196.9M)
Form ADVobserved 6 days ago
$197M
Occurred
Jan 3, 2025
Advisor changed firm
Blake Clayton left Rondure Global Advisors, Llc for J.P. Morgan Securities Llc (registered 2025-06-17)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Regulatory AUM changed
Rondure Global Advisors, Llc reported RAUM $196.9M, down 41% from $332.1M (2023-03-29 to 2024-03-28)
Form ADVobserved 6 days ago
$-135M
Occurred
Mar 28, 2024
Control person left
A Martha Thomas (Trustee) no longer on Schedule A of Rondure Global Advisors, Llc (listed 2023-03-29, absent 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person joined
A Martha Thomas (Trustee) appeared on Schedule A of Rondure Global Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 28, 2019
Regulatory AUM changed
Rondure Global Advisors, Llc reported RAUM $277.0M, up 144% from $113.7M (2018-11-16 to 2019-03-28)
Form ADVobserved 6 days ago
$163M
Occurred
Dec 23, 2016
First Form ADV filing
Rondure Global Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32ef3df7-985a-6220-cbcf-a9b7f559c6b4
First observed: Dec 23, 2016
Last observed: Mar 28, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RONDURE GLOBAL ADVISORS, LLC

CRD 286313

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:32ef3df7-985a-6220-cbcf-a9b7f559c6b4

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GARDINER GRANDEUR TALENTS LLC

Member

yes

06/2012

Dec 23, 2016

Mar 28, 2024

Gardiner, Benjamin, Robert

Trustee

yes

12/2017

May 25, 2018

Mar 28, 2024

Gardiner, Grace, Thatcher

Trustee

yes

12/2017

May 25, 2018

Mar 28, 2024

GARDINER, ROBERT, THATCHER

Manager

yes

06/2012

Dec 23, 2016

Mar 28, 2024

GARDINER, ROBERT, THATCHER

CHAIRMAN AND MANAGER

yes

07/2011

Dec 23, 2016

Mar 28, 2024

GARDINER, ROBERT, THATCHER

Trustee

yes

06/2012

Dec 23, 2016

Mar 28, 2024

GARDINER, SUSANNE, BARTH

Trustee

yes

06/2012

Dec 23, 2016

Mar 28, 2024

GARDINER, SUSANNE, BARTH

Manager

yes

06/2012

Dec 23, 2016

Mar 28, 2024

GERITZ, LAURA, ELIZABETH

CHIEF EXECUTIVE OFFICER, CHAIRPERSON AND MANAGER

yes

10/2016

Dec 23, 2016

Mar 28, 2024

GRANDEUR PEAK GLOBAL ADVISORS

Member

yes

10/2016

Dec 23, 2016

Mar 28, 2024

GRANDEUR PEAK GLOBAL HOLDINGS LLC

Member

yes

01/2024

Mar 28, 2024

Hackett, Susanne, Maria

Trustee

yes

12/2017

May 25, 2018

Mar 28, 2024

HUEFNER, ERIC, WILLIAM

Treasurer

yes

10/2016

Dec 23, 2016

Mar 28, 2024

HUEFNER, ERIC, WILLIAM

PRESIDENT, COO, MANAGER

yes

07/2011

Dec 23, 2016

Mar 28, 2024

THE GARDINER GRANDEUR TRUST

Member

yes

06/2012

Mar 29, 2018

Mar 28, 2024

WALKER, BLAKE, HAROLD

Manager

yes

10/2016

Dec 23, 2016

Mar 28, 2024

WALKER, BLAKE, HAROLD

Member

yes

01/2024

Dec 23, 2016

Mar 28, 2024

WALKER, BLAKE, HAROLD

CEO AND MANAGER

yes

07/2011

Dec 23, 2016

Mar 28, 2024

HONE, AMY, AHLEEN

CHIEF COMPLIANCE OFFICER

01/2023

Mar 29, 2023

Mar 28, 2024

MCCULLOCH-DUNNE, JENNIFER, ANNE

MEMBER, PORTFOLIO MANAGER

02/2021

Mar 30, 2022

Mar 28, 2024

VINCENT, JEFFREY, M

Secretary

01/2023

Jun 1, 2020

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GRANDEUR PEAK GLOBAL ADVISORS, LLC

n/a

Asset manager

$3.8B

n/a

City

State

Country

Employees

Also broker-dealer

NEWPORT BEACH

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 28, 2024

$197M

n/a

2022

Mar 29, 2023

$332M

n/a

2021

Mar 30, 2022

$305M

n/a

2020

Mar 31, 2021

$291M

n/a

2019

Mar 30, 2020

$371M

n/a

2018

Mar 28, 2019

$277M

n/a

2017

Mar 29, 2018

$114M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$197M

$332M

-40.7%

$291M

-12.2%