DFX Intelligence

G••••••• P••• G••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

G••••••• P••• G••••• A•••••••

G••••••• P••• G••••• A•••••••, LLC, CRD 158270

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:ffb9a700-1061-732f-1c95-2662b9d7d789

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 42
Dated events: 12
On other graphs: 0
Observed: Mar 16, 2012 to Mar 30, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.73 institutional_share=0.27 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $3.8B••• Locked
Discretionary RAUM: $3.8B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 16
RAUM per advisor: $238Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• T••••••• G•••••••	Chartered Financial Analyst	SALT LAKE CITY, UT	11	33	1	no
R•••• E•••••• P•••••	Chartered Financial Analyst	SALT LAKE CITY, UT	11	15

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••••••• P••• G••••• O••••••••• L•••	Hedge Fund	$275M	Mar 28, 2024	5	Aug 10, 2012	reported	021-178423
G••••••• P••• I••••••••• S••••••••• L•••	Hedge Fund	$232M	Mar 28, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• G••••••• T•••••• L••	Member	C	yes	01/2024	Mar 16, 2012	Mar 28, 2024
G•••••••• B••••••• R•	Trustee	F	yes	12/2017	Apr 23, 2018	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••••• G••••• A•••••••• L••	n/a	Former SEC adviser	$197M	Y	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.8B	$4.9B	-22.0%	$6.2B	-15.0%	50	53	3	2

Relationships

Affiliated with (2)

→ R•••••• G••••• A•••••••• L••Registered adviserother investment adviser, control
factForm ADV
← R•••••• G••••• A•••••••• L••Registered adviserother investment adviser, control
factForm ADV

Registered with (22)

← T•••• J•••• G••••••Advisorregistration: current employment
Sep 26, 2025 to presentfactForm ADV
← P•••••• R••••• W•••••••

Dated events

Occurred
Aug 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 28, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ffb9a700-1061-732f-1c95-2662b9d7d789
First observed: Mar 16, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.