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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Brent Alan Walker

Advisor at FARMERS ASSET MANAGEMENT, LLC

Austin, TX

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Search this name across graphsid dfx:ria:32ef82ef-d9c5-c635-b18f-5ffe1cf57043

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 30, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FARMERS ASSET MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 27, 2012
First registration: Jan 30, 2012
Dual registered: yes, broker-dealer
Other names: Brent Alan Walker|BRENT A WALKER|Brent Walker
IAPD individual key: 5985818

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FARMERS ASSET MANAGEMENT, LLC	State registered	Sep 2, 2026	n/a	yes	Austin, TX	Current employment
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Mar 20, 2025	Jun 30, 2026	no	AUSTIN, TX\|LAKEWAY, TX	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jun 23, 2023	Dec 31, 2024	no	AUSTIN, TX\|LAKEWAY, TX	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	Jul 16, 2014	Sep 10, 2021	no	AUSTIN, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 30, 2012	Apr 22, 2013	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARK AVENUE SECURITIES LLC	FARMERS ASSET MANAGEMENT, LLC	Jun 30, 2026	Sep 2, 2026	64	Firm change	Ibd to state RIA
MML INVESTORS SERVICES, LLC	PARK AVENUE SECURITIES LLC	Dec 31, 2024	Mar 20, 2025	79	Firm change	Ibd to ibd
EAGLE STRATEGIES LLC	MML INVESTORS SERVICES, LLC	Sep 10, 2021	Jun 23, 2023	651	Firm change after gap	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EAGLE STRATEGIES LLC	Apr 22, 2013	Jul 16, 2014	450	Firm change after gap	Other

Relationships

Registered with (5)

→ FARMERS ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Mar 20, 2025 to Jun 30, 2026factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jun 23, 2023 to Dec 31, 2024factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Jul 16, 2014 to Sep 10, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 30, 2012 to Apr 22, 2013factForm ADV

Dated events

Occurred
Jun 30, 2026
Advisor changed firm
Brent Alan Walker left Park Avenue Securities Llc for Farmers Asset Management, Llc (registered 2026-09-02)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2024
Advisor changed firm
Brent Alan Walker left Mml Investors Services, Llc for Park Avenue Securities Llc (registered 2025-03-20)
Form ADVobserved 5 days ago