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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

KYLE FREDERICK HODGES

Advisor at LPL FINANCIAL LLC

SAN CLEMENTE, CA | SAN DIEGO, CA | MONARCH BEACH, CA | LA JOLLA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:32efb0fb-3f37-87d0-3c34-2c98a42b934e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 20, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: May 20, 1996
First registration: Apr 23, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 2733041

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 20, 2015	n/a	yes	LA JOLLA, CA\|SAN DIEGO, CA\|MONARCH BEACH, CA\|SAN CLEMENTE, CA\|SAN DIEGO, CA\|SAN DIEGO, CA	Current employment
ZIONS CAPITAL ADVISORS, INC.	Institutional manager	Sep 2, 2011	Mar 23, 2015	no	SAN DIEGO, CA\|SALT LAKE CITY, UT	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Dec 22, 2009	Sep 2, 2011	no	CARLSBAD, CA\|Carlsbad, CA\|CARLSBAD, CA\|SAN MARCOS, CA\|San Marcos, CA\|SAN MARCOS, CA\|SAN MARCOS, CA\|San Diego, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|CARLSBAD, CA\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Apr 23, 2009	Sep 29, 2009	no	CARLSBAD, CA\|DES MOINES, IA\|DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ZIONS CAPITAL ADVISORS, INC.	LPL FINANCIAL LLC	Mar 23, 2015	Mar 20, 2015	-3	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	ZIONS CAPITAL ADVISORS, INC.	Sep 2, 2011	Sep 2, 2011	0	Firm change	Other
PRINCIPAL SECURITIES, INC.	U.S. BANCORP INVESTMENTS, INC.	Sep 29, 2009	Dec 22, 2009	84	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
131308:6413:UT:2015-03-23	Mar 23, 2015	Mar 20, 2015	SALT LAKE CITY, UT	Firm change

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 20, 2015 to presentfactForm ADV
→ ZIONS CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 2, 2011 to Mar 23, 2015factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Dec 22, 2009 to Sep 2, 2011factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Apr 23, 2009 to Sep 29, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32efb0fb-3f37-87d0-3c34-2c98a42b934e
First observed: Apr 23, 2009
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KYLE FREDERICK HODGES

Advisor at LPL FINANCIAL LLC

SAN CLEMENTE, CA | SAN DIEGO, CA | MONARCH BEACH, CA | LA JOLLA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:32efb0fb-3f37-87d0-3c34-2c98a42b934e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Mar 20, 2015

n/a

yes

Current employment

ZIONS CAPITAL ADVISORS, INC.

Institutional manager

Sep 2, 2011

Mar 23, 2015

SAN DIEGO, CA|SALT LAKE CITY, UT

Previous registration

U.S. BANCORP INVESTMENTS, INC.

Former SEC adviser

Dec 22, 2009

Sep 2, 2011

Previous registration

PRINCIPAL SECURITIES, INC.

Bd affiliated wealth

Apr 23, 2009

Sep 29, 2009

CARLSBAD, CA|DES MOINES, IA|DES MOINES, IA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ZIONS CAPITAL ADVISORS, INC.

LPL FINANCIAL LLC

Mar 23, 2015

Mar 20, 2015

-3

Firm change

Other

U.S. BANCORP INVESTMENTS, INC.

ZIONS CAPITAL ADVISORS, INC.

Sep 2, 2011

Firm change

Other

PRINCIPAL SECURITIES, INC.

U.S. BANCORP INVESTMENTS, INC.

Sep 29, 2009

Dec 22, 2009

Firm change

Other

Team

Left

Joined

From

Kind

131308:6413:UT:2015-03-23

Mar 23, 2015

Mar 20, 2015

SALT LAKE CITY, UT

Firm change