DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kyle Frederick Hodges
Certified Financial Planner
Feed of 09/15/2026
At current firm
11 y
since Mar 20, 2015
In the industry
30 y
since May 20, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Mar 20, 2015 · La Jolla, Ca
- Zions Capital Advisors, Inc. institutionalSep 2, 2011 to Mar 23, 2015 · San Diego, Ca
- U.S. Bancorp Investments, Inc. formerDec 22, 2009 to Sep 2, 2011 · Carlsbad, Ca
- Principal Securities, Inc. BD affiliatedApr 23, 2009 to Sep 29, 2009 · Carlsbad, Ca
Moves
a registration end followed by a registration begin elsewhere
- Zions Capital Advisors, Inc. to LPL Financial LLCleft Mar 23, 2015, registered Mar 20, 2015 (-3 days) · Other · moved with a team
- U.S. Bancorp Investments, Inc. to Zions Capital Advisors, Inc.left Sep 2, 2011, registered Sep 2, 2011 (0 days) · Other
- Principal Securities, Inc. to U.S. Bancorp Investments, Inc.left Sep 29, 2009, registered Dec 22, 2009 (84 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address