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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Lake Oswego, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 26, 2022 | n/a | yes | Lake Oswego, OR | Current employment |
| D.A. DAVIDSON & CO. | Independent wealth | Apr 23, 2012 | May 27, 2022 | no | MEDFORD, OR|PORTLAND, OR|LAKE OSWEGO, OR | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Jul 1, 2010 | no | ASHLAND, OR | Previous registration |
| HARFST AND ASSOCIATES, INC. | Independent wealth | Oct 24, 2007 | Apr 24, 2012 | no | ASHLAND, OR | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Oct 4, 2007 | Jan 2, 2009 | no | ASHLAND, OR|ASHLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 27, 2022 | May 26, 2022 | -1 | Firm change | RIA to ibd |
| HARFST AND ASSOCIATES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Apr 24, 2012 | Jan 2, 2009 | -1,208 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | D.A. DAVIDSON & CO. | Jul 1, 2010 | Apr 23, 2012 | 662 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | HARFST AND ASSOCIATES, INC. | Jan 2, 2009 | Oct 24, 2007 | -436 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 199:149018:OR:2022-05-27 | May 27, 2022 | May 26, 2022 | LAKE OSWEGO, OR | Firm change |