DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HARFST AND ASSOCIATES, INC.

CRD 145090

SHERIDAN, WY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:983f3f2e-21f7-cb61-a831-d78130caffbe

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Nov 22, 2011 to Mar 25, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $783MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $783M
Private client RAUM: $706MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $261Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,539
Individual clients: 369
High net worth clients: 130
SEC number: 801-71661
CRD: 145090
Filings on the tape: 44
First filed: Nov 22, 2011
Latest filed: Mar 25, 2026
Organised: Corporation, WY
Website: harfstandassociates.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBBY DEAN HARFST	Certified Financial Planner	SHERIDAN, WY	18	34	2	no
DANETTE JOSEPHINE HARFST	n/a	SHERIDAN, WY	7	15	n/a	no
Michelle M Stallsworth	n/a	SHERIDAN, WY	6	22	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARFST, DANETTE, JOSEPHINE	CHIEF OPERATING OFFICER	B	yes	07/2010	Mar 13, 2019	May 8, 2024
HARFST, ROBBY, DEAN	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	07/2007	Nov 22, 2011	May 8, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Ashland	Or	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$783M	$783M	8	2	1	n/a	n/a
2024	Mar 23, 2025	$722M	$722M	7	4	1	n/a	n/a
2023	Mar 28, 2024	$672M	$629M	3	3	1	n/a	n/a
2022	Mar 23, 2023	$582M	$546M	10	3	2	n/a	n/a
2021	Feb 28, 2022	$584M	$583M	9	2	2	n/a	n/a
2020	Mar 17, 2021	$532M	$497M	8	2	1	n/a	n/a
2019	Mar 17, 2020	$433M	$403M	7	3	1	n/a	n/a
2018	Mar 13, 2019	$415M	$383M	8	2	1	n/a	n/a
2017	Mar 1, 2018	$414M	$383M	8	2	1	n/a	n/a
2016	Feb 24, 2017	$369M	$339M	6	2	n/a	n/a	n/a
2015	Mar 4, 2016	$302M	$277M	6	4	n/a	n/a	n/a
2014	Mar 3, 2015	$328M	$299M	6	4	n/a	n/a	n/a
2013	Mar 17, 2014	$307M	$306M	5	4	n/a	n/a	n/a
2012	Feb 15, 2013	$284M	$258M	2	2	n/a	n/a	n/a
2011	Mar 13, 2012	$212M	$192M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$783M	$722M	8.5%	$582M	10.4%	8	7	1	1

Relationships

Registered with (7)

← Michelle M StallsworthAdvisorregistration: current employment
Jan 2, 2020 to presentfactForm ADV
← DANETTE JOSEPHINE HARFSTAdvisorregistration: current employment
May 1, 2019 to presentfactForm ADV
← ROBBY DEAN HARFSTAdvisorregistration: current employment
Sep 27, 2007 to presentfactForm ADV
← Wesley Wade BeaversAdvisorregistration: previous registration
Oct 3, 2024 to Sep 17, 2025factForm ADV
← DEBRA DENISE DI NAPOLIAdvisorregistration: previous registration
May 24, 2012 to Apr 10, 2013factForm ADV
← Anelia Gueorguieva KaloferovaAdvisorregistration: previous registration
Oct 24, 2007 to Apr 24, 2012factForm ADV
← DIANE CAROL HOLTAdvisorregistration: previous registration
Sep 27, 2007 to Nov 11, 2011factForm ADV

Controls (2)

← HARFST, ROBBY, DEANOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 22, 2011 to May 8, 2024factForm ADV
← HARFST, DANETTE, JOSEPHINEOwnerCHIEF OPERATING OFFICER, ownership code B, individual
Mar 13, 2019 to May 8, 2024factForm ADV

Dated events

Occurred
Sep 17, 2025
Advisor changed firm
Wesley Wade Beavers left Harfst And Associates, Inc. for Frontier Asset Management, Llc (registered 2025-11-12)
Form ADVobserved 4 days ago
Occurred
Mar 13, 2019
Control person joined
Josephine Danette Harfst (Chief Operating Officer) appeared on Schedule A of Harfst And Associates, Inc.
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:983f3f2e-21f7-cb61-a831-d78130caffbe
First observed: Nov 22, 2011
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HARFST AND ASSOCIATES, INC.

CRD 145090

SHERIDAN, WY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:983f3f2e-21f7-cb61-a831-d78130caffbe

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:14 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBBY DEAN HARFST

Certified Financial Planner

SHERIDAN, WY

DANETTE JOSEPHINE HARFST

n/a

SHERIDAN, WY

n/a

Michelle M Stallsworth

n/a

SHERIDAN, WY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARFST, DANETTE, JOSEPHINE

CHIEF OPERATING OFFICER

yes

07/2010

Mar 13, 2019

May 8, 2024

HARFST, ROBBY, DEAN

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

07/2007

Nov 22, 2011

May 8, 2024

City

State

Country

Employees

Also broker-dealer

Ashland

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$783M

n/a

2024

Mar 23, 2025

$722M

n/a

2023

Mar 28, 2024

$672M

$629M

n/a

2022

Mar 23, 2023

$582M

$546M

n/a

2021

Feb 28, 2022

$584M

$583M

n/a

2020

Mar 17, 2021

$532M

$497M

n/a

2019

Mar 17, 2020

$433M

$403M

n/a

2018

Mar 13, 2019

$415M

$383M

n/a

2017

Mar 1, 2018

$414M

$383M

n/a

2016

Feb 24, 2017

$369M

$339M

n/a

2015

Mar 4, 2016

$302M

$277M

n/a

2014

Mar 3, 2015

$328M

$299M

n/a

2013

Mar 17, 2014

$307M

$306M

n/a

2012

Feb 15, 2013

$284M

$258M

n/a

2011

Mar 13, 2012

$212M

$192M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$783M

$722M

8.5%

$582M

10.4%