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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

ALLEN JOHN HEGENER

Advisor at NFSG CORPORATION

BOCA RATON, FL | BRADENTON, FL

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Search this name across graphsid dfx:ria:32f6e6de-ec73-9013-9398-4e2a7788ace7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 18, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NFSG CORPORATION
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jun 24, 1985
First registration: Jul 18, 1994
Dual registered: yes, broker-dealer
Other names: ALLEN JOHN HEGENER
IAPD individual key: 1136011

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NFSG CORPORATION	Bd affiliated wealth	May 27, 2021	n/a	yes	BOCA RATON, FL\|BRADENTON, FL	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Jun 6, 2019	Mar 26, 2021	no	Sarasota, FL\|AUSTIN, TX	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Sep 15, 2010	Apr 18, 2019	no	SARASOTA, FL	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Feb 20, 2007	Sep 14, 2010	no	Sarasota, FL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 18, 1994	Feb 22, 2007	no	SARASOTA, FL\|SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	NFSG CORPORATION	Mar 26, 2021	May 27, 2021	62	Firm change	Ibd to ibd
STIFEL, NICOLAUS & COMPANY, INCORPORATED	KESTRA ADVISORY SERVICES, LLC	Apr 18, 2019	Jun 6, 2019	49	Firm change	Ibd to ibd
ROBERT W. BAIRD & CO. INCORPORATED	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Sep 14, 2010	Sep 15, 2010	1	Firm change	Other
A. G. EDWARDS & SONS, INC.	ROBERT W. BAIRD & CO. INCORPORATED	Feb 22, 2007	Feb 20, 2007	-2	Firm change	Other

Relationships

Registered with (5)

→ NFSG CORPORATIONRegistered adviserregistration: current employment
May 27, 2021 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jun 6, 2019 to Mar 26, 2021factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Sep 15, 2010 to Apr 18, 2019factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Feb 20, 2007 to Sep 14, 2010factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 18, 1994 to Feb 22, 2007factForm ADV

Dated events

No dated event names this entity yet.