This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$200MItem 5.F on the latest filing (2026-02-18); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$200M

Private client RAUM

$198MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$50.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

623

Individual clients

45

High net worth clients

84

Custody, client assets

$56.2M

SEC number

801-123012

CRD

317834

Filings on the tape

12

First filed

Dec 8, 2021

Latest filed

Feb 18, 2026

Organised

Corporation, TX

Website

planningworksinc.com

• Occurred

  Apr 26, 2022
  Team lift-out

  2 advisors left Waterloo Capital (Austin, TX) for Planning Works Advisory, Inc. on the same day

  Form ADVobserved 4 days ago
  2 advisors
• Occurred

  Dec 8, 2021
  First Form ADV filing

  Planning Works Advisory, Inc. filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:32f9a56e-3855-150c-e0f6-7dba48042543

First observed

Dec 8, 2021

Last observed

Feb 18, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.