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RIA / WealthAdvisorCertified Financial Planner20 years in industry

TIMOTHY CORDELL SITTLER

Advisor at PLANNING WORKS ADVISORY, INC.

AUSTIN, TX

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Search this name across graphsid dfx:ria:59d7977d-3f5c-2af2-325c-064bffe3618c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 18, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PLANNING WORKS ADVISORY, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 17, 2006
First registration: Jan 18, 2006
Dual registered: no
IAPD individual key: 4798656

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PLANNING WORKS ADVISORY, INC.	Independent wealth	Mar 31, 2022	n/a	yes	AUSTIN, TX	Current employment
WATERLOO CAPITAL	Independent wealth	Nov 28, 2018	Apr 26, 2022	no	AUSTIN, TX	Previous registration
CALTON & ASSOCIATES, INC.	Independent wealth	Apr 30, 2018	Nov 28, 2018	no	Austin, TX\|Austin, TX\|Austin, TX\|Austin, TX\|TAMPA, FL	Previous registration
P1 CAPITAL LLC	n/a	Nov 1, 2017	Apr 9, 2018	no	Austin, TX\|MIAMI, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 28, 2008	Mar 9, 2017	no	AUSTIN, TX	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Dec 2, 2008	no	AUSTIN, TX	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 18, 2006	Apr 2, 2007	no	AUSTIN, TX\|AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WATERLOO CAPITAL	PLANNING WORKS ADVISORY, INC.	Apr 26, 2022	Mar 31, 2022	-26	Firm change	RIA to new firm
CALTON & ASSOCIATES, INC.	WATERLOO CAPITAL	Nov 28, 2018	Nov 28, 2018	0	Firm change	RIA to RIA
P1 CAPITAL LLC	CALTON & ASSOCIATES, INC.	Apr 9, 2018	Apr 30, 2018	21	Firm change	Other
UBS FINANCIAL SERVICES INC.	P1 CAPITAL LLC	Mar 9, 2017	Nov 1, 2017	237	Firm change	Other
MORGAN STANLEY & CO. LLC	UBS FINANCIAL SERVICES INC.	Dec 2, 2008	Nov 28, 2008	-4	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133705:317834:TX:2022-04-26	Apr 26, 2022	Mar 31, 2022	AUSTIN, TX	Firm change

Relationships

Registered with (7)

→ PLANNING WORKS ADVISORY, INC.Registered adviserregistration: current employment
Mar 31, 2022 to presentfactForm ADV
→ WATERLOO CAPITALRegistered adviserregistration: previous registration
Nov 28, 2018 to Apr 26, 2022factForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
Apr 30, 2018 to Nov 28, 2018factForm ADV
→ P1 CAPITAL LLCRegistered adviserregistration: previous registration
Nov 1, 2017 to Apr 9, 2018factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 28, 2008 to Mar 9, 2017factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Dec 2, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 18, 2006 to Apr 2, 2007factForm ADV

Dated events

Occurred
Apr 26, 2022
Advisor changed firm
Timothy Cordell Sittler left Waterloo Capital for Planning Works Advisory, Inc. (registered 2022-03-31)
Form ADVobserved 5 days ago