DFX Intelligence

H••••• R••••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

H••••• R••••• V••••••

Advisor at A••••••••• A•••• M••••••••• L••

CLAYTON, GA

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Search this name across graphsid dfx:ria:32fdde11-011e-2494-0486-499919b6a7ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 24, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• A•••• M••••••••• L••	State registered	Oct 22, 2021	n/a	yes	CLAYTON, GA	Current employment
A••••••• A••••••• S•••••••	Former SEC adviser	Mar 31, 2021	Nov 8, 2021	no	CLAYTON, GA\|CLAYTON, GA\|Freeport, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A••••••• S•••••••	A••••••••• A•••• M••••••••• L••	Nov 8, 2021	Oct 22, 2021	-17	Firm change	Ibd to state RIA
O••••••••• • C•• I•••	A••••••• A••••••• S•••••••	Feb 26, 2021	Mar 31, 2021

Relationships

Registered with (7)

→ A••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Oct 22, 2021 to presentfactForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Mar 31, 2021 to Nov 8, 2021factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Apr 20, 2017 to Feb 26, 2021factForm ADV
→ B••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32fdde11-011e-2494-0486-499919b6a7ab
First observed: Mar 13, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.