This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 17, 1998earliest registration or exam on IAPD

Years in industry

28derivedfrom the industry start date

Years at current firm

23derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Apr 17, 1998

First registration

Aug 20, 1999

Dual registered

yes, broker-dealer

Other names

MICHAEL DAVID JR HARRIS

IAPD individual key

2982772

Graph

RIA / Wealth Management

Canonical id

dfx:ria:33041df3-cca3-1ea9-16c3-d85d03f2d8a9

First observed

Aug 20, 1999

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.