A•••••• L••••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3306163b-35ad-f5ae-c080-13c2deb7615a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 30, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 30, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 19, 2021	n/a	yes	COTTLEVILLE, MO\|ST CHARLES, MO\|LAKE ST LOUIS, MO\|WENTZVILLE, MO\|O'FALLON, MO\|ST PETERS, MO\|O'FALLON, MO\|WARRENTON, MO\|ST CHARLES, MO	Current employment
E••••• J••••	National bd RIA	Aug 4, 2017	Jul 21, 2021	no

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	L•• F•••••••• L••	Jul 21, 2021	Jul 19, 2021	-2	Firm change	Ibd to ibd
V•••••• G••••• I••••••••• L•	E••••• J••••	Jul 11, 2016	Aug 4, 2017

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 19, 2021 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 4, 2017 to Jul 21, 2021factForm ADV
→ V•••••• G••••• I••••••••• L•Registered adviserregistration: previous registration
Aug 28, 2012 to Jul 11, 2016factForm ADV
→ J•• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3306163b-35ad-f5ae-c080-13c2deb7615a
First observed: Apr 30, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.