RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• L••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 19, 2021 · Cottleville, Mo
- E••••• J•••• national BDAug 4, 2017 to Jul 21, 2021 · Town And Country, Mo
- V•••••• G••••• I••••••••• L• formerAug 28, 2012 to Jul 11, 2016 · San Antonio, Tx
- J•• A••••••• formerApr 30, 2010 to Feb 10, 2012 · St Louis, Mo
- E••••• J•••• to L•• F•••••••• L••left Jul 21, 2021, registered Jul 19, 2021 (-2 days) · Affiliated broker-dealer or bank to another
- V•••••• G••••• I••••••••• L• to E••••• J••••left Jul 11, 2016, registered Aug 4, 2017 (389 days) · Other
- J•• A••••••• to V•••••• G••••• I••••••••• L•left Feb 10, 2012, registered Aug 28, 2012 (200 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address