This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SOFI WEALTH LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Dec 17, 2020

First registration

Nov 29, 2021

Dual registered

yes, broker-dealer

Other names

Oscar Chavarriavelasco

IAPD individual key

7286993

• Occurred

  Mar 12, 2024
  Advisor changed firm

  Oscar Chavarria left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Sofi Wealth Llc (registered 2024-03-20)

  Form ADVobserved 5 days ago
• Occurred

  Nov 3, 2022
  Advisor changed firm

  Oscar Chavarria left Wells Fargo Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-02-01)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:331ee661-f7a2-d60d-d5b9-aabd8abac277

First observed

Nov 29, 2021

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.