DFX Intelligence
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Reading the graph
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Advisor at S•••• W••••• M••••••••• L••
MCLEAN, VA | Gurnee, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••• W••••• M••••••••• L•• | Bd affiliated wealth | Mar 3, 2026 | n/a | yes | MCLEAN, VA|Gurnee, IL | Current employment |
| E••••• J•••• | National bd RIA | Jan 21, 2022 | Dec 17, 2025 | no | Winthrop Harbor, IL|ST LOUIS, MO|LIBERTYVILLE, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E••••• J•••• | S•••• W••••• M••••••••• L•• | Dec 17, 2025 | Mar 3, 2026 | 76 | Firm change | Ibd to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | E••••• J•••• | Feb 28, 2020 | Jan 21, 2022 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Sep 27, 2018 | Feb 28, 2020 | no | NORTHBROOK, IL|HIGHLAND PARK, IL | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Jul 12, 2017 | Aug 20, 2018 | no | GURNEE, IL|ZION, IL | Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Aug 7, 2013 | May 9, 2017 | no | KENOSHA, WI|MARIETTA, GA|RACINE, WI | Previous registration |
| 693 |
| Firm change after gap |
| Wirehouse to ibd |
| P•• W••••• M••••••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Aug 20, 2018 | Sep 27, 2018 | 38 | Firm change | Ibd to wirehouse |
| J••• M••••• S••••••••• L•• | P•• W••••• M••••••••• | May 9, 2017 | Jul 12, 2017 | 64 | Firm change | Other |