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Advisor at ARENA WEALTH ADVISORS LLC
JEFFERSONVILLE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARENA WEALTH ADVISORS LLC | State registered | Sep 30, 2024 | n/a | yes | JEFFERSONVILLE, IN | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Dec 4, 2018 | Dec 18, 2024 | no | Jeffersonville, IN|AUSTIN, TX|Louisville, KY | Previous registration |
| MWM ADVISORY | Former SEC adviser | Dec 3, 2014 | May 7, 2019 | no | JEFFERSONVILLE, IN|LOUISVILLE, KY | Previous registration |
| CAPITAL ASSET MANAGEMENT, LLC | Former SEC adviser | Apr 19, 2006 | Apr 8, 2019 | no | JEFFERSONVILLE, IN | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 26, 2002 | Jun 28, 2005 | no | COCOA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | ARENA WEALTH ADVISORS LLC | Dec 18, 2024 | Sep 30, 2024 | -79 | Firm change after gap | Ibd to state RIA |
| MWM ADVISORY | KESTRA ADVISORY SERVICES, LLC | May 7, 2019 | Dec 4, 2018 | -154 | Firm change after gap | RIA to ibd |
| CAPITAL ASSET MANAGEMENT, LLC | MWM ADVISORY | Apr 8, 2019 | Dec 3, 2014 | -1,587 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CAPITAL ASSET MANAGEMENT, LLC | Jun 28, 2005 | Apr 19, 2006 | 295 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 166411:283330:KY:2019-05-07 | May 7, 2019 | Dec 4, 2018 | LOUISVILLE, KY | Firm change after gap |