DFX Intelligence

A•••• C•••••• R••• E•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

A•••• C•••••• R••• E•••••• L••

CRD 298333

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:332c2f9a-19f8-a9f6-1cad-9a0e5e80b492

Data as of Dec 20, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 17
On other graphs: 1
Observed: Aug 1, 2018 to Dec 20, 2025
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

A•••• C•••••• R••• E•••••• L••

Org · key crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $560M••• Locked
Discretionary RAUM: $560M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••	Shareholder	E	yes	01/2013	Aug 1, 2018	Dec 20, 2024
A•••• C••••••• I•••	Shareholder	E	yes	02/2018	Aug 1, 2018	Dec 20, 2024
C••••••• J•••••• B••••••

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••••• P••••••• R••• E••••• F••• A••••••• L••	n/a	Asset manager	$537M	Y	yes	n/a
A••••••••• E••••• F••• G• C•• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Southlake	TX	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$560M	$581M	-3.6%	$686M	-6.6%	4	16	1	1

Relationships

Affiliated with (2)

← A••••••••• P••••••• R••• E••••• F••• A••••••• L••Registered adviserother investment adviser
factForm ADV
→ A••••••••• P••••••• R••• E••••• F••• A••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV

Controls (4)

← C••••••• J•••••• B••••••OwnerSECRETARY & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 30, 2020 to Dec 20, 2024factForm ADV
← H•••••• G•••• M••••••

Dated events

Occurred
Jun 3, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 3, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 3, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 3, 2024
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:332c2f9a-19f8-a9f6-1cad-9a0e5e80b492
First observed: Aug 1, 2018
Last observed: Dec 20, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.