DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• C•••••• R••• E•••••• L••
Latest filing Dec 20, 2025
First filing on the tape Aug 1, 2018 · 17 filings
SEC status approved since Aug 31, 2018
RAUM
$560M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$560M as of Dec 20, 2025
Dec 21, 2018$193M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Dec 20, 2025
Dec 21, 20180 then
Employees (5.A)4 as of Dec 20, 2025
Dec 21, 201827 then
Private funds: no history
RAUM -3.6% over the last fiscal year-6.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Dec 20, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $187MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $480M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$560M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $480M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• J•••••• B•••••• · Secretary & Chief Compliance Officercontrolsince 04/2020 · owns less than 5%
- H•••••• G•••• M•••••• · Chief Accounting Officercontrolsince 05/2024 · owns less than 5%
Entity owners
- A•••• C••••••• I••• · Shareholderdirect · owns 75% or more
- A•••• · Shareholderindirect · owns 75% or more of A•••• C••••••• I••• · public reporting company
Related persons
Schedule D 7.A
- A••••••••• E••••• F••• G• C•• L••pooled vehicle sponsorn
- A••••••••• P••••••• R••• E••••• F••• A••••••• L••investment adviseryRAUM $537M
- I•••••••• P•••••••• I•••real estaten
- M••••••••• I•••••••• C••••••real estaten
- T••••• I•••••••• C••••••real estaten
Advisers that list A•••• C•••••• R••• E•••••• L•• as a related person
- 297526 n
Offices
Schedule D 1.F, the 25 largest
- Southlake, TX1 employees
What changed
consecutive filings, newest first
- Assets in custody · $511M to $480MDec 20, 2024 to Dec 20, 2025
- Employees · 3 to 4Dec 20, 2024 to Dec 20, 2025
- Financial planning clients · unset to Dec 20, 2024 to Dec 20, 2025
- Discretionary RAUM · $602M to $560MDec 20, 2024 to Dec 20, 2025
- Pooled vehicle RAUM · $602M to $560MDec 20, 2024 to Dec 20, 2025
- RAUM · $602M to $560MDec 20, 2024 to Dec 20, 2025
- Assets in custody · $452M to $511MJun 3, 2024 to Dec 20, 2024
- Discretionary RAUM · $581M to $602MJun 3, 2024 to Dec 20, 2024
- Pooled vehicle RAUM · $581M to $602MJun 3, 2024 to Dec 20, 2024
- RAUM · $581M to $602MJun 3, 2024 to Dec 20, 2024
- Advisory employees · 7 to 1Dec 25, 2023 to Jun 3, 2024
- Employees · 16 to 3Dec 25, 2023 to Jun 3, 2024
- Advisory employees · 8 to 7May 22, 2023 to Dec 25, 2023
- Assets in custody · $369M to $452MMay 22, 2023 to Dec 25, 2023
- Employees · 17 to 16May 22, 2023 to Dec 25, 2023
- Discretionary RAUM · $573M to $581MMay 22, 2023 to Dec 25, 2023
- Pooled vehicle RAUM · $573M to $581MMay 22, 2023 to Dec 25, 2023
- RAUM · $573M to $581MMay 22, 2023 to Dec 25, 2023
- Accounts · 2 to 3Dec 23, 2021 to Dec 22, 2022
- Advisory employees · 13 to 8Dec 23, 2021 to Dec 22, 2022
- Pooled vehicle clients · 2 to 3Dec 23, 2021 to Dec 22, 2022
- Assets in custody · $325M to $369MDec 23, 2021 to Dec 22, 2022
- Employees · 22 to 17Dec 23, 2021 to Dec 22, 2022
- Discretionary RAUM · $686M to $573MDec 23, 2021 to Dec 22, 2022
- Pooled vehicle RAUM · $686M to $573MDec 23, 2021 to Dec 22, 2022
- RAUM · $686M to $573MDec 23, 2021 to Dec 22, 2022
- Accounts · 1 to 2Mar 15, 2021 to Dec 23, 2021
- Pooled vehicle clients · 1 to 2Mar 15, 2021 to Dec 23, 2021
- Assets in custody · $195M to $325MMar 15, 2021 to Dec 23, 2021
- Employees · 23 to 22Mar 15, 2021 to Dec 23, 2021
- Discretionary RAUM · $512M to $686MMar 15, 2021 to Dec 23, 2021
- Pooled vehicle RAUM · $512M to $686MMar 15, 2021 to Dec 23, 2021
- RAUM · $512M to $686MMar 15, 2021 to Dec 23, 2021
- Accounts · 2 to 1Jun 12, 2020 to Jan 4, 2021
- Advisory employees · 16 to 13Jun 12, 2020 to Jan 4, 2021
- Pooled vehicle clients · 2 to 1Jun 12, 2020 to Jan 4, 2021
- Assets in custody · $106M to $195MJun 12, 2020 to Jan 4, 2021
- Employees · 25 to 23Jun 12, 2020 to Jan 4, 2021
- Discretionary RAUM · $0 to $512MJun 12, 2020 to Jan 4, 2021
- Non-discretionary RAUM · $464M to $0Jun 12, 2020 to Jan 4, 2021
Signals
17 dated events
- A•••• J••••• K••••• (Chief Investment Officer) no longer on Schedule A of A•••• C•••••• R••• E•••••• L•• (listed 2023-12-25, absent 2024-06-03)Jun 3, 2024 · Control person left · inference
- D•••• W••••• W••••••••• (Chief Executive Officer) no longer on Schedule A of A•••• C•••••• R••• E•••••• L•• (listed 2023-12-25, absent 2024-06-03)Jun 3, 2024 · Control person left · inference
- M•••••• G••• H••••• (Chief Accounting Officer) appeared on Schedule A of A•••• C•••••• R••• E•••••• L••Jun 3, 2024 · Control person joined · fact
- Leon Travis Skelton (Managing Partner) no longer on Schedule A of A•••• C•••••• R••• E•••••• L•• (listed 2023-12-25, absent 2024-06-03)Jun 3, 2024 · Control person left · inference
- Roy Glenn Robson (Vice Chairman) no longer on Schedule A of A•••• C•••••• R••• E•••••• L•• (listed 2021-12-23, absent 2022-12-22)Dec 22, 2022 · Control person left · inference
- G•••• M•••••• S••••• (Vice President) no longer on Schedule A of A•••• C•••••• R••• E•••••• L•• (listed 2021-12-23, absent 2022-12-22)Dec 22, 2022 · Control person left · inference
- Leon Travis Skelton (Managing Partner) appeared on Schedule A of A•••• C•••••• R••• E•••••• L••Dec 22, 2022 · Control person joined · fact
- D••• T•••••• H••••• (Senior Managing Director) no longer on Schedule A of A•••• C•••••• R••• E•••••• L•• (listed 2021-03-15, absent 2021-12-23)Dec 23, 2021 · Control person left · inference
- A•••• C•••••• R••• E•••••• L•• reported RAUM $685.7M, up 34% from $511.9M (2021-03-15 to 2021-12-23)Dec 23, 2021 · RAUM change · derived
- A•••• J••••• K••••• (Managing Director) appeared on Schedule A of A•••• C•••••• R••• E•••••• L••Jan 4, 2021 · Control person joined · fact
- Yung Ming D•••• Gan (Vice President) no longer on Schedule A of A•••• C•••••• R••• E•••••• L•• (listed 2019-12-26, absent 2020-04-30)Apr 30, 2020 · Control person left · inference
- B•••••• J••••• C•••••• (Secretary & Chief Compliance Officer) appeared on Schedule A of A•••• C•••••• R••• E•••••• L••Apr 30, 2020 · Control person joined · fact
- Meyer Edward Fentin (Managing Director) no longer on Schedule A of A•••• C•••••• R••• E•••••• L•• (listed 2019-12-26, absent 2020-04-30)Apr 30, 2020 · Control person left · inference
- F•••••• C•••••• S•••••• (Secretary & Chief Compliance Officer) no longer on Schedule A of A•••• C•••••• R••• E•••••• L•• (listed 2019-12-26, absent 2020-04-30)Apr 30, 2020 · Control person left · inference
- A•••• C•••••• R••• E•••••• L•• reported RAUM $463.8M, up 140% from $193.3M (2018-12-21 to 2019-12-26)Dec 26, 2019 · RAUM change · derived
- G•••• M•••••• S••••• (Vice President) appeared on Schedule A of A•••• C•••••• R••• E•••••• L••Dec 26, 2019 · Control person joined · fact
- A•••• C•••••• R••• E•••••• L•• filed its initial SEC registration (Form ADV)Aug 1, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aecom-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 213-593-8100reportedpublic record, Form ADV, Dec 20, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026