DFX Intelligence

C••• A••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

C••• A••••• C••••

Advisor at SPC

ANN ARBOR, MI | Cedar Park, TX

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Search this name across graphsid dfx:ria:332e78a3-cd67-c3b6-2304-3965d7542537

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••	Bd affiliated wealth	Nov 3, 2023	n/a	yes	ANN ARBOR, MI\|Cedar Park, TX	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Dec 19, 2007	Nov 10, 2023	no	AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	S••	Nov 10, 2023	Nov 3, 2023	-7	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ SPCRegistered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 19, 2007 to Nov 10, 2023factForm ADV

Dated events

Occurred
Nov 10, 2023
Advisor changed firm
C••• A••••• C•••• left A••••••••• F•••••••• S•••••••• L•• for Spc (registered 2023-11-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:332e78a3-cd67-c3b6-2304-3965d7542537
First observed: Dec 19, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.