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F••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

F••• G••••

Advisor at C•••••• S••••• • C••• I•••

Albany, NY

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Search this name across graphsid dfx:ria:3334cf24-9407-8f0b-6cec-732c81cb1701

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 7, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 7, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Apr 22, 2021	n/a	yes	Albany, NY	Current employment
A•••• P•••••• W••••• M••••••••• L••	Former SEC adviser	Nov 23, 2007	Jul 20, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••••• W••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Jul 20, 2012	Apr 22, 2021	3,198	Firm change after gap	Other
D••• M•••• M••••••••• I••	A•••• P•••••• W••••• M••••••••• L••	Dec 11, 2003

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Apr 22, 2021 to presentfactForm ADV
→ A•••• P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 23, 2007 to Jul 20, 2012factForm ADV
→ D••• M•••• M••••••••• I••Registered adviserregistration: previous registration
Sep 7, 2000 to Dec 11, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3334cf24-9407-8f0b-6cec-732c81cb1701
First observed: Sep 7, 2000
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.