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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

ATLAS PRIVATE WEALTH MANAGEMENT, LLC

CRD 145331

ALBANY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01678b1b-bf25-9f04-071d-6c74a97fcfd2

Data as of May 3, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 56
Dated events: 20
On other graphs: 0
Observed: Mar 29, 2012 to May 3, 2024
52 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.3BItem 5.F on the latest filing (2024-05-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20
Advisory employees: 10
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 3,633
Individual clients: 1,061
High net worth clients: 369
Custody, client assets: $299M
SEC number: 801-68444
CRD: 145331
Filings on the tape: 52
First filed: Mar 29, 2012
Latest filed: May 3, 2024
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRITTON, GREGORY, ROBERT	CHIEF EXECUTIVE OFFICER, ATLAS	Na	yes	07/2013	Mar 29, 2012	May 3, 2024
CD&R FERDINAND CO-INVESTOR, L.P.	Partner	C	yes	08/2023	Sep 12, 2023	May 3, 2024
CD&R FERDINAND HOLDINGS, L.P.	Partner	D	yes	08/2023	Sep 12, 2023	May 3, 2024
CLAYTON, DUBILIER & RICE FUND XII, L.P.	Partner	D	yes	08/2023	Sep 12, 2023	May 3, 2024
CONNECTUS GROUP, LLC	MEMBER (MANAGER)	E	yes	11/2020	Dec 10, 2020	May 3, 2024
FERDINAND FFP ACQUISITION, LLC	SHAREHOLDER, CLASS A COMMON STOCK	E	yes	08/2023	Sep 12, 2023	May 3, 2024
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	Member	E	yes	08/2023	Sep 12, 2023	May 3, 2024
FERDINAND FFP PARENT, INC.	Member	E	yes	08/2023	Sep 12, 2023	May 3, 2024
FERDINAND FFP ULTIMATE HOLDINGS, LP	Shareholder	E	yes	08/2023	Sep 12, 2023	May 3, 2024
FERDINAND FFP ULTIMATE HOLDINGS, LP	SHAREHOLDER, CLASS B COMMON STOCK	E	yes	08/2023	Sep 12, 2023	May 3, 2024
FOCUS FINANCIAL PARTNERS INC.	Member	E	yes	07/2018	Aug 23, 2018	May 3, 2024
FOCUS FINANCIAL PARTNERS, LLC	Member	E	yes	01/2007	Mar 30, 2012	May 3, 2024
FOCUS OPERATING, LLC	Member	E	yes	11/2020	Mar 29, 2012	May 3, 2024
O'BRIEN, KRISTEN, THERESE	President	Na	yes	06/2023	Mar 29, 2019	May 3, 2024
OGLE, JOHN, C	CHIEF INVESTMENT OFFICER	Na	yes	11/2015	Mar 30, 2016	May 3, 2024
RAPKE, SARAH, LYNN	CHIEF COMPLIANCE OFFICER	Na	yes	07/2020	Aug 3, 2020	May 3, 2024
BENNARD, MOLLY, LYNN	CHIEF EXECUTIVE OFFICER, CONNECTUS	Na	no	08/2022	Mar 28, 2023	May 3, 2024
STELLEY, JOHN, C.	COMPLIANCE OFFICER	Na	no	03/2022	Mar 28, 2023	May 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BUCKINGHAM STRATEGIC PARTNERS, LLC	n/a	Independent wealth	$41B	N	yes	n/a
CONNECTUS WEALTH, LLC	n/a	Former SEC adviser	$8.7B	Y	yes	n/a
FOCUS RISK SOLUTIONS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 25, 2024	$1.3B	$1.3B	22	12	3	n/a	n/a
2022	Mar 28, 2023	$1.1B	$1.1B	32	17	5	n/a	n/a
2021	Mar 25, 2022	$1.3B	$1.3B	28	15	5	n/a	n/a
2020	Mar 26, 2021	$1.1B	$1.1B	24	15	4	n/a	n/a
2019	Mar 23, 2020	$1.0B	$1.0B	24	12	3	n/a	n/a
2018	Mar 29, 2019	$766M	$766M	24	11	1	n/a	n/a
2017	Mar 30, 2018	$976M	$976M	28	28	1	n/a	n/a
2016	Mar 31, 2017	$900M	$900M	26	26	n/a	n/a	n/a
2015	Mar 30, 2016	$968M	$968M	24	21	n/a	n/a	n/a
2014	Mar 30, 2015	$1.0B	$1.0B	28	14	n/a	n/a	n/a
2013	Mar 27, 2014	$1.0B	$1.0B	27	10	n/a	n/a	n/a
2012	Mar 28, 2013	$547M	$547M	29	15	n/a	n/a	n/a
2011	Mar 29, 2012	$508M	$508M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$1.3B	$1.1B	12.9%	$1.1B	3.2%	20	32	3	5

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FOCUS PARTNERS WEALTH, LLC	6	Jul 1, 2024	Jun 4, 2024	ALBANY, NY	Firm absorbed	RIA to RIA	75.0%
GRAYPOINT LLC	2	Apr 23, 2024	May 9, 2024	ALBANY, NY	Team lift out	RIA to RIA	20.0%
CONNECTUS WEALTH	2	Oct 5, 2023	Oct 10, 2023	ALBANY, NY	Channel change	RIA to RIA	16.7%

Relationships

Affiliated with (7)

← FOCUS ADVISOR SOLUTIONS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ FOCUS ADVISOR SOLUTIONS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CONNECTUS WEALTHRegistered adviserother investment adviser, control, common control
factForm ADV
← CONNECTUS WEALTHRegistered adviserother investment adviser, control, common control
factForm ADV
← CAPGROUP ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← HUFFORD ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FOUNDERS FINANCIAL NETWORK, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (14)

← OGLE, JOHN, COwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← O'BRIEN, KRISTEN, THERESEOwnerPRESIDENT, ownership code NA, individual
Mar 29, 2019 to presentfactForm ADV
← BRITTON, GREGORY, ROBERTOwnerCHIEF EXECUTIVE OFFICER, ATLAS, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← RAPKE, SARAH, LYNNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 3, 2020 to presentfactForm ADV
← CD&R FERDINAND CO-INVESTOR, L.P.OwnerPARTNER, ownership code C, foreign entity
Sep 12, 2023 to presentfactForm ADV
← CD&R FERDINAND HOLDINGS, L.P.OwnerPARTNER, ownership code D, domestic entity
Sep 12, 2023 to presentfactForm ADV
← CLAYTON, DUBILIER & RICE FUND XII, L.P.OwnerPARTNER, ownership code D, foreign entity
Sep 12, 2023 to presentfactForm ADV
← CONNECTUS GROUP, LLCOwnerMEMBER (MANAGER), ownership code E, domestic entity
Dec 10, 2020 to presentfactForm ADV
← FERDINAND FFP ACQUISITION, LLCOwnerSHAREHOLDER, CLASS A COMMON STOCK, ownership code E, domestic entity
Sep 12, 2023 to presentfactForm ADV
← FERDINAND FFP INTERMEDIATE HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Sep 12, 2023 to presentfactForm ADV
← FERDINAND FFP PARENT, INC.OwnerMEMBER, ownership code E, domestic entity
Sep 12, 2023 to presentfactForm ADV
← FERDINAND FFP ULTIMATE HOLDINGS, LPOwnerSHAREHOLDER, ownership code E, domestic entity
Sep 12, 2023 to presentfactForm ADV
← FOCUS FINANCIAL PARTNERS INC.OwnerMEMBER, ownership code E, domestic entity
Aug 23, 2018 to presentfactForm ADV
← FOCUS OPERATING, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Owns (2)

← STELLEY, JOHN, C.OwnerCOMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2023 to presentfactForm ADV
← BENNARD, MOLLY, LYNNOwnerCHIEF EXECUTIVE OFFICER, CONNECTUS, ownership code NA, individual
Mar 28, 2023 to presentfactForm ADV

Registered with (27)

← BARNABY DEXTER BULLARDAdvisorregistration: previous registration
Dec 23, 2020 to Jul 1, 2024factForm ADV
← ROBERT MICHAEL PALMERAdvisorregistration: previous registration
Oct 18, 2016 to Jul 1, 2024factForm ADV
← CHRISTINE ELIZABETH SUOZZIAdvisorregistration: previous registration
Jan 10, 2023 to Jul 1, 2024factForm ADV
← GREGORY ROBERT BRITTONAdvisorregistration: previous registration
Feb 1, 2021 to Jul 1, 2024factForm ADV
← JOHN PETER HESLINAdvisorregistration: previous registration
Sep 2, 2022 to Jul 1, 2024factForm ADV
← EDWARD J MCCARTHYAdvisorregistration: previous registration
Nov 5, 2021 to Jul 1, 2024factForm ADV
← TOBY ARTHUR POTTERTONAdvisorregistration: previous registration
Aug 18, 2015 to Jul 1, 2024factForm ADV
← KOLLIN ALLARDAdvisorregistration: previous registration
Aug 18, 2015 to Jul 1, 2024factForm ADV
← LISSA MARIA MCNAUGHTONAdvisorregistration: previous registration
May 10, 2017 to Apr 23, 2024factForm ADV
← BRENDAN THOMAS WALSHAdvisorregistration: previous registration
Aug 8, 2016 to Apr 23, 2024factForm ADV
← RACHEL E. SOKAAdvisorregistration: previous registration
Aug 8, 2023 to Oct 5, 2023factForm ADV
← SUZANNE MARIE BECZAKAdvisorregistration: previous registration
Mar 20, 2021 to Oct 5, 2023factForm ADV
← James Christopher AielloAdvisorregistration: previous registration
Apr 25, 2016 to Aug 21, 2023factForm ADV
← Timothy Seamus HamiltonAdvisorregistration: previous registration
Apr 14, 2017 to May 30, 2023factForm ADV
← Aaron Lee JohnsonAdvisorregistration: previous registration
Sep 29, 2021 to Nov 5, 2021factForm ADV
← Barry James RingsAdvisorregistration: previous registration
Sep 24, 2018 to Mar 19, 2021factForm ADV
← JUSTIN MICHAEL BOGARDUSAdvisorregistration: previous registration
Nov 21, 2017 to May 28, 2019factForm ADV
← JOHN ARTHUR BIELSKIAdvisorregistration: previous registration
Oct 18, 2007 to Jul 13, 2018factForm ADV
← DAVID BOGONOVICHAdvisorregistration: previous registration
Oct 22, 2007 to Sep 12, 2017factForm ADV
← CARMEL ANN FURTADOAdvisorregistration: previous registration
Aug 22, 2011 to Nov 30, 2015factForm ADV
← JAMES ROSCOE DURKEEAdvisorregistration: previous registration
Oct 18, 2007 to Jun 6, 2014factForm ADV
← SHAWN PAUL HARRINGTONAdvisorregistration: previous registration
Mar 1, 2010 to Jun 6, 2014factForm ADV
← MATTHEW DAVID SAUERAdvisorregistration: previous registration
Oct 18, 2007 to Jun 3, 2014factForm ADV
← FRED GALLOAdvisorregistration: previous registration
Nov 23, 2007 to Jul 20, 2012factForm ADV
← JAMES JOSEPH DOLANAdvisorregistration: previous registration
Oct 18, 2007 to Mar 20, 2008factForm ADV
← MARK JOSEPH LANDAUAdvisorregistration: previous registration
Oct 18, 2007 to Feb 4, 2008factForm ADV
← David L SteinbergAdvisorregistration: previous registration
Oct 18, 2007 to Nov 15, 2007factForm ADV

Moved with (3)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviser6 advisors, firm absorbed, same day
Jul 1, 2024 to Jun 4, 2024factForm ADV
→ GRAYPOINT LLCRegistered adviser2 advisors, team lift out, same day
Apr 23, 2024 to May 9, 2024factForm ADV
→ CONNECTUS WEALTHRegistered adviser2 advisors, team lift out, same day
Oct 5, 2023 to Oct 10, 2023factForm ADV

Dated events

Occurred
Jul 1, 2024
Firm absorbed
Atlas Private Wealth Management, LLC's advisors moved to Focus Partners Wealth, LLC (Albany, NY): 6 of 8 registered, on the same day
Form ADVobserved 4 days ago
6 advisors
Occurred
Jul 1, 2024
Advisor changed firm
John Peter Heslin left Atlas Private Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2024-06-03)
Form ADVobserved 5 days ago
Occurred
Jul 1, 2024
Advisor changed firm
Barnaby Dexter Bullard left Atlas Private Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2024-06-03)
Form ADVobserved 5 days ago
Occurred
Jul 1, 2024
Advisor changed firm
Christine Elizabeth Suozzi left Atlas Private Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2024-06-03)
Form ADVobserved 5 days ago
Occurred
Jul 1, 2024
Advisor changed firm
Edward J Mccarthy left Atlas Private Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2024-06-03)
Form ADVobserved 5 days ago
Occurred
Jul 1, 2024
Advisor changed firm
Kollin Allard left Atlas Private Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2024-06-04)
Form ADVobserved 5 days ago
Occurred
Jul 1, 2024
Advisor changed firm
Toby Arthur Potterton left Atlas Private Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2024-06-04)
Form ADVobserved 5 days ago
Occurred
Jul 1, 2024
Advisor changed firm
Robert Michael Palmer left Atlas Private Wealth Management, Llc for Focus Partners Wealth, Llc (registered 2024-06-03)
Form ADVobserved 5 days ago
Occurred
May 3, 2024
Control person left
Thomas Brendan Walsh (Executive Vice President And Director Of Tax Planning) no longer on Schedule A of Atlas Private Wealth Management, Llc (listed 2024-03-25, absent 2024-05-03)
Form ADVobserved 5 days ago
Occurred
Apr 23, 2024
Team lift-out
2 advisors left Atlas Private Wealth Management, LLC (Albany, NY) for Graypoint LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Apr 23, 2024
Advisor changed firm
Brendan Thomas Walsh left Atlas Private Wealth Management, Llc for Graypoint Llc (registered 2024-05-09)
Form ADVobserved 5 days ago
Occurred
Apr 23, 2024
Advisor changed firm
Lissa Maria Mcnaughton left Atlas Private Wealth Management, Llc for Graypoint Llc (registered 2024-05-09)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2024
Control person left
Arthur Toby Potterton (Senior Wealth Management Advisor) no longer on Schedule A of Atlas Private Wealth Management, Llc (listed 2023-09-27, absent 2024-03-25)
Form ADVobserved 5 days ago
Occurred
Aug 21, 2023
Advisor changed firm
James Christopher Aiello left Atlas Private Wealth Management, Llc for Osaic Advisory Services, Llc (registered 2023-08-11)
Form ADVobserved 5 days ago
Occurred
May 30, 2023
Advisor changed firm
Timothy Seamus Hamilton left Atlas Private Wealth Management, Llc for Compound Planning, Inc. (registered 2023-05-26)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2022
Control person joined
Thomas Brendan Walsh (Executive Vice President And Director Of Tax Planning) appeared on Schedule A of Atlas Private Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Aug 3, 2020
Control person joined
Lynn Sarah Rapke (Chief Compliance Officer) appeared on Schedule A of Atlas Private Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Apr 20, 2020
Control person left
Joanne Langhauser (Svp/Chief Compliance Officer) no longer on Schedule A of Atlas Private Wealth Management, Llc (listed 2020-03-23, absent 2020-04-20)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person joined
Therese Kristen Schreer (Chief Operating Officer) appeared on Schedule A of Atlas Private Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 29, 2019
Control person left
Carrie Charbonneau (Director, Finance) no longer on Schedule A of Atlas Private Wealth Management, Llc (listed 2018-09-10, absent 2019-03-29)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01678b1b-bf25-9f04-071d-6c74a97fcfd2
First observed: Mar 29, 2012
Last observed: May 3, 2024 29 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ATLAS PRIVATE WEALTH MANAGEMENT, LLC

CRD 145331

ALBANY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01678b1b-bf25-9f04-071d-6c74a97fcfd2

Data as of May 3, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRITTON, GREGORY, ROBERT

CHIEF EXECUTIVE OFFICER, ATLAS

yes

07/2013

Mar 29, 2012

May 3, 2024

CD&R FERDINAND CO-INVESTOR, L.P.

Partner

yes

08/2023

Sep 12, 2023

May 3, 2024

CD&R FERDINAND HOLDINGS, L.P.

Partner

yes

08/2023

Sep 12, 2023

May 3, 2024

CLAYTON, DUBILIER & RICE FUND XII, L.P.

Partner

yes

08/2023

Sep 12, 2023

May 3, 2024

CONNECTUS GROUP, LLC

MEMBER (MANAGER)

yes

11/2020

Dec 10, 2020

May 3, 2024

FERDINAND FFP ACQUISITION, LLC

SHAREHOLDER, CLASS A COMMON STOCK

yes

08/2023

Sep 12, 2023

May 3, 2024

FERDINAND FFP INTERMEDIATE HOLDINGS, LLC

Member

yes

08/2023

Sep 12, 2023

May 3, 2024

FERDINAND FFP PARENT, INC.

Member

yes

08/2023

Sep 12, 2023

May 3, 2024

FERDINAND FFP ULTIMATE HOLDINGS, LP

Shareholder

yes

08/2023

Sep 12, 2023

May 3, 2024

FERDINAND FFP ULTIMATE HOLDINGS, LP

SHAREHOLDER, CLASS B COMMON STOCK

yes

08/2023

Sep 12, 2023

May 3, 2024

FOCUS FINANCIAL PARTNERS INC.

Member

yes

07/2018

Aug 23, 2018

May 3, 2024

FOCUS FINANCIAL PARTNERS, LLC

Member

yes

01/2007

Mar 30, 2012

May 3, 2024

FOCUS OPERATING, LLC

Member

yes

11/2020

Mar 29, 2012

May 3, 2024

O'BRIEN, KRISTEN, THERESE

President

yes

06/2023

Mar 29, 2019

May 3, 2024

OGLE, JOHN, C

CHIEF INVESTMENT OFFICER

yes

11/2015

Mar 30, 2016

May 3, 2024

RAPKE, SARAH, LYNN

CHIEF COMPLIANCE OFFICER

yes

07/2020

Aug 3, 2020

May 3, 2024

BENNARD, MOLLY, LYNN

CHIEF EXECUTIVE OFFICER, CONNECTUS

08/2022

Mar 28, 2023

May 3, 2024

STELLEY, JOHN, C.

COMPLIANCE OFFICER

03/2022

Mar 28, 2023

May 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BUCKINGHAM STRATEGIC PARTNERS, LLC

n/a

Independent wealth

$41B

yes

n/a

CONNECTUS WEALTH, LLC

n/a

Former SEC adviser

$8.7B

yes

n/a

FOCUS RISK SOLUTIONS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 25, 2024

$1.3B

n/a

2022

Mar 28, 2023

$1.1B

n/a

2021

Mar 25, 2022

$1.3B

n/a

2020

Mar 26, 2021

$1.1B

n/a

2019

Mar 23, 2020

$1.0B

n/a

2018

Mar 29, 2019

$766M

n/a

2017

Mar 30, 2018

$976M

n/a

2016

Mar 31, 2017

$900M

n/a

2015

Mar 30, 2016

$968M

n/a

2014

Mar 30, 2015

$1.0B

n/a

2013

Mar 27, 2014

$1.0B

n/a

2012

Mar 28, 2013

$547M

n/a

2011

Mar 29, 2012

$508M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$1.3B

$1.1B

12.9%

$1.1B

3.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FOCUS PARTNERS WEALTH, LLC

Jul 1, 2024

Jun 4, 2024

ALBANY, NY

Firm absorbed

RIA to RIA

75.0%

GRAYPOINT LLC

Apr 23, 2024

May 9, 2024

ALBANY, NY

Team lift out

RIA to RIA

20.0%

CONNECTUS WEALTH

Oct 5, 2023

Oct 10, 2023

ALBANY, NY

Channel change

RIA to RIA

16.7%