DFX Intelligence
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Reading the graph
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Advisor at P•••••••• A•••• M•••••••••
Des Moines, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• A•••• M••••••••• | Other adviser | Nov 11, 2021 | n/a | yes | Des Moines, IA | Current employment |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Oct 30, 2008 | Dec 10, 2010 | no | DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••••• S••••••••• I••• | P•••••••• A•••• M••••••••• | Dec 10, 2010 | Nov 11, 2021 | 3,989 | Firm change after gap | Other |
| L•• F•••••••• L•• | P•••••••• S••••••••• I••• | Jul 24, 2008 | Oct 30, 2008 |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 8, 2005 | Jul 24, 2008 | no | MORTON, IL | Previous registration |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Apr 20, 2005 | Jul 18, 2005 | no | DES MOINES, IA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Apr 24, 2002 | May 8, 2002 | no | WEST DES MOINES, IA | Previous registration |
| 98 |
| Firm change |
| Other |
| P•••••••• S••••••••• I••• | L•• F•••••••• L•• | Jul 18, 2005 | Nov 8, 2005 | 113 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | P•••••••• S••••••••• I••• | May 8, 2002 | Apr 20, 2005 | 1,078 | Firm change after gap | Other |