DFX Intelligence
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Reading the graph
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Advisor at A••• H•••• L••
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••• H•••• L•• | Independent wealth | Jun 8, 2019 | n/a | yes | BATON ROUGE, LA | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Jun 10, 2019 | no | BATON ROUGE, LA|BATON ROUGE, LA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | A••• H•••• L•• | Jun 10, 2019 | Jun 8, 2019 | -2 | Firm change | Ibd to new firm |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 2, 2009 | Jan 2, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:302076:LA:2019-06-10 | Jun 10, 2019 | Jun 8, 2019 | BATON ROUGE, LA | Firm change |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | May 17, 2006 | Jan 2, 2009 | no | BATON ROUGE, LA | Previous registration |
| 0 |
| Bulk transfer |
| Other |