DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 302076
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| L•• G•••••• A••• | Certified Financial Planner | BATON ROUGE, LA | 7 | 29 | 2 | yes |
| A••••• P•••••• H••• | n/a | BATON ROUGE, LA | 7 | 15 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••• L••• G•••••• | MANAGING MEMBER | D | yes | 04/2019 | Apr 23, 2019 | May 9, 2024 |
| H•••• A•••••• P•••••• | MANAGING MEMBER | D | yes | 04/2019 | Apr 23, 2019 | May 9, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 27, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $819M | $400M | 104.7% | $286M | 42.0% | 10 | 7 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | 2 | Jun 10, 2019 | Jun 8, 2019 | BATON ROUGE, LA | Team lift out | Ibd to new firm | 0.0% |
| no |
| A••••• M•••••• M••••• | n/a | BATON ROUGE, LA | 5 | 12 | n/a | no |
| C•••••••• H••••• G•••• | Certified Financial Planner | BATON ROUGE, LA | 5 | 13 | n/a | no |
| S•••• A••••• C••••• M••••••• | n/a | BATON ROUGE, LA | 2 | 13 | n/a | no |
| J••• W•••••• E••••••• | Certified Financial Planner | BATON ROUGE, LA | 2 | 12 | n/a | no |
| B••••••• J•••• S•••••• | n/a | BATON ROUGE, LA | 1 | 11 | 1 | no |
| Cco |
| Na |
| yes |
| 08/2023 |
| Aug 17, 2023 |
| May 9, 2024 |
| $819M |
| $817M |
| 10 |
| 7 |
| 0 |
| n/a |
| n/a |
| 2024 | Jan 29, 2025 | $400M | $335M | 7 | 6 | 0 | n/a | n/a |
| 2023 | Feb 28, 2024 | $327M | $302M | 7 | 5 | 0 | n/a | n/a |
| 2022 | Jan 30, 2023 | $286M | $277M | 5 | 5 | 0 | n/a | n/a |
| 2021 | Feb 3, 2022 | $351M | $312M | 5 | 5 | 0 | n/a | n/a |
| 2020 | Mar 2, 2021 | $248M | $237M | 5 | 4 | 0 | n/a | n/a |
| 2019 | Feb 20, 2020 | $205M | $190M | 5 | 4 | 0 | n/a | n/a |