DFX Intelligence

M•••• E•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

M•••• E•••• B••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | ALBUQUERQUE, NM

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Search this name across graphsid dfx:ria:33461677-d15f-c69e-8013-7ce9c6e10d61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 30, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Mar 2, 2026	n/a	yes	ALBUQUERQUE, NM\|PLYMOUTH, MN	Current employment
T•• H• G••••• I•••	Former SEC adviser	Sep 30, 2025	May 14, 2026	no	PORTLAND, OR\|Albuquerque, NM

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• H• G••••• I•••	W••••• E••••••••• A••••••• S•••••••• L••	May 14, 2026	Mar 2, 2026	-73	Firm change after gap	RIA to ibd
M•• L••	T•• H• G••••• I•••	Jun 11, 2024	Sep 30, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
106801:116407:NM:2026-05-14	May 14, 2026	Mar 2, 2026	ALBUQUERQUE, NM	Firm change after gap
136725:106801:NM:2024-06-11	Jun 11, 2024	Sep 30, 2025	ALBUQUERQUE, NM	Firm change after gap

Relationships

Registered with (3)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ T•• H• G••••• I•••Registered adviserregistration: previous registration
Sep 30, 2025 to May 14, 2026factForm ADV
→ M•• L••Registered adviserregistration: previous registration
Oct 30, 2020 to Jun 11, 2024factForm ADV

Dated events

Occurred
May 14, 2026
Advisor changed firm
M•••• E•••• B•••••• left T•• H• G••••• I••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-03-02)
Form ADVobserved 7 days ago
Occurred
Jun 11, 2024
Advisor changed firm
M•••• E•••• B•••••• left M•• L•• for T•• H• G••••• I••• (registered 2025-09-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33461677-d15f-c69e-8013-7ce9c6e10d61
First observed: Oct 30, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.