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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

THE H GROUP, INC.

CRD 106801

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c25811c0-dea5-5c26-ee7a-cdda0fe38708

Data as of Mar 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 17
On other graphs: 0
Observed: Nov 8, 2011 to Mar 31, 2025
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $580MItem 5.F on the latest filing (2025-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $580M
Private client RAUM: $519MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 11
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,849
Individual clients: 588
High net worth clients: 147
Custody, client assets: $244M
SEC number: 801-39523
CRD: 106801
Filings on the tape: 38
First filed: Nov 8, 2011
Latest filed: Mar 31, 2025
Organised: Corporation, OR
Website: thehgroup.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HICKS, CHRISTOPHER, KEIL	PRESIDENT / CHIEF COMPLIANCE OFFICER	E	yes	01/2008	Nov 8, 2011	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FOCUS POINT SOLUTIONS, INC	n/a	Former SEC adviser	$6.8B	N	yes	n/a
CS PLANNING CORP	n/a	Independent wealth	$2.0B	N	yes	n/a
PALOUSE CAPITAL MANAGEMENT, INC.	n/a	Former SEC adviser	$409M	N	yes	n/a
THE H GROUP WASHINGTON, INC.	n/a	Former SEC adviser	$256M	N	yes	n/a
MGM LLC	n/a	Former SEC adviser	$145M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Salem	Or	United States	3	no
Albuquerque	Nm	United States	2	no
Boise	Id	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 31, 2025	$580M	$580M	15	11	3	n/a	n/a
2023	Mar 29, 2024	$778M	$778M	16	12	3	n/a	n/a
2022	Mar 29, 2023	$829M	$829M	14	11	2	n/a	n/a
2021	Mar 28, 2022	$891M	$891M	14	11	2	n/a	n/a
2020	Mar 26, 2021	$713M	$713M	15	11	2	n/a	n/a
2019	Apr 10, 2020	$654M	$654M	13	9	2	n/a	n/a
2018	Mar 29, 2019	$532M	$532M	18	9	3	n/a	n/a
2017	Mar 30, 2018	$636M	$636M	18	9	3	n/a	n/a
2016	Mar 30, 2017	$576M	$576M	16	11	n/a	n/a	n/a
2015	Mar 17, 2016	$558M	$558M	16	11	n/a	n/a	n/a
2014	Mar 31, 2015	$570M	$562M	17	12	n/a	n/a	n/a
2013	Mar 26, 2014	$571M	$555M	19	11	n/a	n/a	n/a
2012	Mar 28, 2013	$528M	$513M	36	14	n/a	n/a	n/a
2011	Feb 22, 2012	$495M	$476M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	8	-7	n/a	0	0	0	3	11

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$580M	$778M	-25.5%	$891M	-13.3%	15	16	3	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	2	May 14, 2026	Mar 2, 2026	ALBUQUERQUE, NM	Team lift out	RIA to ibd	25.0%
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	6	May 13, 2026	Mar 2, 2026	PORTLAND, OR	Firm absorbed	RIA to ibd	66.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MGM LLC	3	Jun 11, 2024	Sep 30, 2025	ALBUQUERQUE, NM	Firm absorbed	RIA to RIA	100.0%

Relationships

Affiliated with (12)

← CS PLANNING CORPRegistered adviserother investment adviser, control, common control
factForm ADV
← PALOUSE CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
← FOCUSPOINT SOLUTIONS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ PALOUSE CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
→ FOCUSPOINT SOLUTIONS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ MGM LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CS PLANNING CORPRegistered adviserother investment adviser, common control
factForm ADV
→ THE H GROUP WASHINGTON, INC.Registered adviserother investment adviser, common control
factForm ADV
← THE H GROUP WASHINGTON, INC.Registered adviserother investment adviser, common control
factForm ADV
← MGM LLCRegistered adviserother investment adviser, common control
factForm ADV
← DISTRIBUTION CONSULTANTS, INC.Registered adviserother investment adviser, common control
factForm ADV
← THREE G FINANCIAL, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (21)

← Katherine Mary KeppelAdvisorregistration: previous registration
Jan 4, 2016 to May 14, 2026factForm ADV
← Fred KingAdvisorregistration: previous registration
Jun 7, 2005 to May 14, 2026factForm ADV
← Rodney Arthur CookAdvisorregistration: previous registration
May 30, 2025 to May 14, 2026factForm ADV
← Jessica Diane TierneyAdvisorregistration: previous registration
May 18, 2018 to May 14, 2026factForm ADV
← Michael Ray AlbillarAdvisorregistration: previous registration
Jun 29, 2023 to May 14, 2026factForm ADV
← David Luther HogansAdvisorregistration: previous registration
Jul 16, 2025 to May 14, 2026factForm ADV
← James Kurtis SagerAdvisorregistration: previous registration
Sep 7, 2018 to May 14, 2026factForm ADV
← Mikki Ellen BurdineAdvisorregistration: previous registration
Sep 30, 2025 to May 14, 2026factForm ADV
← Laurence Thomas HanslitsAdvisorregistration: previous registration
Jul 25, 1997 to May 13, 2026factForm ADV
← Katie Marie Martin HewittAdvisorregistration: previous registration
Oct 4, 2024 to Aug 28, 2025factForm ADV
← DOUGLAS EUGENE LINDSEYAdvisorregistration: previous registration
Jun 29, 2023 to Feb 14, 2025factForm ADV
← Sarah Ann SepulvedaAdvisorregistration: previous registration
Jan 15, 2021 to Oct 27, 2023factForm ADV
← BRENNA RENEE JENSEN-BAUCUMAdvisorregistration: previous registration
Dec 19, 2013 to Apr 21, 2021factForm ADV
← SCOTT DENIS ABRAHAMSONAdvisorregistration: previous registration
Dec 21, 2016 to Apr 23, 2018factForm ADV
← JUSTIN CHADE WALLERAdvisorregistration: previous registration
Aug 24, 2009 to Mar 31, 2015factForm ADV
← JAMES BRADFORD HURLEYAdvisorregistration: previous registration
Sep 28, 2006 to May 28, 2013factForm ADV
← Mark Wallace VermillionAdvisorregistration: previous registration
Feb 28, 2003 to Feb 20, 2013factForm ADV
← MICHAEL ANDREW BLANCHARDAdvisorregistration: previous registration
May 14, 2008 to Dec 31, 2012factForm ADV
← JODY CATHERINE DUNCANAdvisorregistration: previous registration
Dec 17, 2001 to Nov 21, 2012factForm ADV
← SUPING YANGAdvisorregistration: previous registration
Jan 13, 2009 to Nov 21, 2012factForm ADV
← ALEX JOHN SHEPPARDAdvisorregistration: previous registration
May 6, 2005 to May 5, 2009factForm ADV

Moved with (2)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviser3 advisors, team lift out, same day
May 14, 2026 to Mar 2, 2026factForm ADV
← MGM LLCRegistered adviser3 advisors, firm absorbed, same day
Jun 11, 2024 to Sep 30, 2025factForm ADV

Controls (1)

← HICKS, CHRISTOPHER, KEILOwnerPRESIDENT / CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 8, 2011 to Mar 29, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 14, 2026
Team lift-out
3 advisors left The H Group, Inc. (Albuquerque, NM) for Wealth Enhancement Advisory Services, LLC on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
May 14, 2026
Advisor changed firm
James Kurtis Sager left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
Form ADVobserved 5 days ago
Occurred
May 14, 2026
Advisor changed firm
David Luther Hogans left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
Form ADVobserved 5 days ago
Occurred
May 14, 2026
Advisor changed firm
Mikki Ellen Burdine left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
Form ADVobserved 5 days ago
Occurred
May 14, 2026
Advisor changed firm
Michael Ray Albillar left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
Form ADVobserved 5 days ago
Occurred
May 14, 2026
Advisor changed firm
Jessica Diane Tierney left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
Form ADVobserved 5 days ago
Occurred
May 14, 2026
Advisor changed firm
Katherine Mary Keppel left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
Form ADVobserved 5 days ago
Occurred
May 14, 2026
Advisor changed firm
Rodney Arthur Cook left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
Form ADVobserved 5 days ago
Occurred
May 13, 2026
Firm absorbed
The H Group, Inc.'s advisors moved to Wealth Enhancement Advisory Services, LLC (Portland, OR): 5 of 9 registered, a day apart
Form ADVobserved 5 days ago
5 advisors
Occurred
May 13, 2026
Advisor changed firm
Laurence Thomas Hanslits left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
Form ADVobserved 5 days ago
Occurred
Aug 28, 2025
Advisor changed firm
Katie Marie Martin Hewitt left The H Group, Inc. for Cascade Financial Strategies (registered 2025-12-02)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2025
Regulatory AUM changed
The H Group, Inc. reported RAUM $580.1M, down 25% from $778.2M (2024-03-29 to 2025-03-31)
Form ADVobserved 5 days ago
$-198M
Occurred
Feb 14, 2025
Advisor changed firm
Douglas Eugene Lindsey left The H Group, Inc. for Farther (registered 2025-01-21)
Form ADVobserved 5 days ago
Occurred
Jun 11, 2024
Firm absorbed
Mgm LLC's advisors moved to The H Group, Inc. (Albuquerque, NM): 3 of 3 registered, on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Oct 27, 2023
Advisor changed firm
Sarah Ann Sepulveda left The H Group, Inc. for An Exceptional Life Financial, Llc (registered 2023-10-30)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2022
Regulatory AUM changed
The H Group, Inc. reported RAUM $891.2M, up 25% from $712.6M (2021-03-26 to 2022-03-28)
Form ADVobserved 5 days ago
$179M

Show 1 bookkeeping events

Occurred
Jul 1, 2026
The H Group, Inc. no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $580.1M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c25811c0-dea5-5c26-ee7a-cdda0fe38708
First observed: Nov 8, 2011
Last observed: Mar 31, 2025 17 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE H GROUP, INC.

CRD 106801

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c25811c0-dea5-5c26-ee7a-cdda0fe38708

Data as of Mar 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HICKS, CHRISTOPHER, KEIL

PRESIDENT / CHIEF COMPLIANCE OFFICER

yes

01/2008

Nov 8, 2011

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FOCUS POINT SOLUTIONS, INC

n/a

Former SEC adviser

$6.8B

yes

n/a

CS PLANNING CORP

n/a

Independent wealth

$2.0B

yes

n/a

PALOUSE CAPITAL MANAGEMENT, INC.

n/a

Former SEC adviser

$409M

yes

n/a

THE H GROUP WASHINGTON, INC.

n/a

Former SEC adviser

$256M

yes

n/a

MGM LLC

n/a

Former SEC adviser

$145M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Salem

United States

Albuquerque

United States

Boise

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 31, 2025

$580M

n/a

2023

Mar 29, 2024

$778M

n/a

2022

Mar 29, 2023

$829M

n/a

2021

Mar 28, 2022

$891M

n/a

2020

Mar 26, 2021

$713M

n/a

2019

Apr 10, 2020

$654M

n/a

2018

Mar 29, 2019

$532M

n/a

2017

Mar 30, 2018

$636M

n/a

2016

Mar 30, 2017

$576M

n/a

2015

Mar 17, 2016

$558M

n/a

2014

Mar 31, 2015

$570M

$562M

n/a

2013

Mar 26, 2014

$571M

$555M

n/a

2012

Mar 28, 2013

$528M

$513M

n/a

2011

Feb 22, 2012

$495M

$476M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-7

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$580M

$778M

-25.5%

$891M

-13.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

May 14, 2026

Mar 2, 2026

ALBUQUERQUE, NM

Team lift out

RIA to ibd

25.0%

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

May 13, 2026

Mar 2, 2026

PORTLAND, OR

Firm absorbed

RIA to ibd

66.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MGM LLC

Jun 11, 2024

Sep 30, 2025

ALBUQUERQUE, NM

Firm absorbed

RIA to RIA

100.0%