DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Michael G Dooley

Advisor at SANTANDER SECURITIES

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3347e30a-ebac-f42d-9ee5-91e408cedfc3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANTANDER SECURITIES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 8, 2007
First registration: Sep 8, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 5278096

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANTANDER SECURITIES	Bd affiliated wealth	Jul 15, 2013	n/a	yes	Swampscott, MA\|Saugus, MA\|Salem, NH\|Manchester, MA\|Beverly, MA\|Gloucester, MA	Current employment
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jun 1, 2012	Mar 13, 2013	no	LYNNFIELD, MA\|BURLINGTON, MA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 16, 2011	Jun 29, 2012	no	BURLINGTON, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	May 18, 2010	no	BEVERLY, MA\|CHARLOTTE, NC\|GLOUCESTER, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTORS CAPITAL ADVISORY	SANTANDER SECURITIES	Mar 13, 2013	Jul 15, 2013	124	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	INVESTORS CAPITAL ADVISORY	Jun 29, 2012	Jun 1, 2012	-28	Firm change	Other
LPL FINANCIAL LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	May 18, 2010	Mar 16, 2011	302	Firm change	Other

Relationships

Registered with (4)

→ SANTANDER SECURITIESRegistered adviserregistration: current employment
Jul 15, 2013 to presentfactForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jun 1, 2012 to Mar 13, 2013factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 16, 2011 to Jun 29, 2012factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to May 18, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3347e30a-ebac-f42d-9ee5-91e408cedfc3
First observed: Sep 8, 2009
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Michael G Dooley

Advisor at SANTANDER SECURITIES

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3347e30a-ebac-f42d-9ee5-91e408cedfc3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.