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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

UG INVESTMENT ADVISERS LTD.

CRD 167183

TAIPEI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3348d100-a8d6-9a74-5604-fb21cc8a3e94

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 7
On other graphs: 0
Observed: Jun 13, 2013 to Apr 15, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.7BItem 5.F on the latest filing (2026-04-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 39
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
SEC number: 801-78224
CIK: 1697814
CRD: 167183
Filings on the tape: 28
First filed: Jun 13, 2013
Latest filed: Apr 15, 2026
Organised: Other (specify)
Website: ugfunds.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHEN, CHIA	CHIEF OPERATING OFFICER	Na	yes	03/2017	Sep 12, 2016	Oct 2, 2024
TSAI, JUI, FANG	CHIEF INVESTMENT OFFICER	Na	yes	09/2000	Jun 13, 2013	Oct 2, 2024
VELVET GROUP LIMITED	Shareholder	E	yes	01/2000	Jun 13, 2013	Oct 2, 2024
WANG, MING, CHING	Shareholder	E	yes	06/2001	Jun 13, 2013	Oct 2, 2024
WANG, MING, CHING	CHIEF EXECUTIVE OFFICER / DIRECTOR	Na	yes	07/1998	Jun 13, 2013	Oct 2, 2024
WANG, MING, PEY	CHIEF COMPLIANCE OFFICER / DIRECTOR	Na	yes	05/1999	Jun 13, 2013	Oct 2, 2024
YANG, TSUI, FENG	EXECUTIVE ADMINISTRATIVE OFFICER / DIRECTOR	Na	yes	10/2018	Aug 20, 2019	Oct 2, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 15, 2026	$4.7B	$0	39	12	0	n/a	n/a
2024	Sep 23, 2024	$3.2B	$0	40	13	0	n/a	n/a
2023	Sep 22, 2023	$3.5B	$0	41	13	0	n/a	n/a
2022	Sep 14, 2022	$3.9B	$0	40	13	0	n/a	n/a
2021	Sep 24, 2021	$3.3B	$0	53	15	0	n/a	n/a
2020	Sep 10, 2020	$3.1B	$0	62	16	1	n/a	n/a
2019	Aug 20, 2019	$1.7B	$1.7B	60	14	1	n/a	n/a
2018	Sep 25, 2018	$1.3B	$1.3B	68	16	1	n/a	n/a
2017	Sep 27, 2017	$1.5B	$1.5B	56	15	n/a	n/a	n/a
2016	Sep 12, 2016	$1.0B	$1.0B	44	11	n/a	n/a	n/a
2015	Sep 22, 2015	$899M	$899M	41	12	n/a	n/a	n/a
2014	Sep 22, 2014	$577M	$577M	40	10	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.7B	$3.2B	44.9%	$3.9B	6.4%	39	40	0	0

Relationships

Controls (6)

← WANG, MING, CHINGOwnerSHAREHOLDER, ownership code E, individual
Jun 13, 2013 to Oct 2, 2024factForm ADV
← WANG, MING, PEYOwnerCHIEF COMPLIANCE OFFICER / DIRECTOR, ownership code NA, individual
Jun 13, 2013 to Oct 2, 2024factForm ADV
← TSAI, JUI, FANGOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jun 13, 2013 to Oct 2, 2024factForm ADV
← CHEN, CHIAOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Sep 12, 2016 to Oct 2, 2024factForm ADV
← YANG, TSUI, FENGOwnerEXECUTIVE ADMINISTRATIVE OFFICER / DIRECTOR, ownership code NA, individual
Aug 20, 2019 to Oct 2, 2024factForm ADV
← VELVET GROUP LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Jun 13, 2013 to Oct 2, 2024factForm ADV

Dated events

Occurred
Sep 25, 2025
Regulatory AUM changed
Ug Investment Advisers Ltd. reported RAUM $4.7B, up 45% from $3.2B (2025-08-11 to 2025-09-25)
Form ADVobserved 5 days ago
$1.4B
Occurred
Oct 19, 2022
Control person left
Fen Su Kuo (Shareholder) no longer on Schedule A of Ug Investment Advisers Ltd. (listed 2022-09-14, absent 2022-10-19)
Form ADVobserved 5 days ago
Occurred
Sep 10, 2020
Regulatory AUM changed
Ug Investment Advisers Ltd. reported RAUM $3.1B, up 40% from $2.2B (2020-01-13 to 2020-09-10)
Form ADVobserved 5 days ago
$902M
Occurred
Jan 13, 2020
Regulatory AUM changed
Ug Investment Advisers Ltd. reported RAUM $2.2B, up 28% from $1.7B (2019-08-20 to 2020-01-13)
Form ADVobserved 5 days ago
$484M
Occurred
Aug 20, 2019
Regulatory AUM changed
Ug Investment Advisers Ltd. reported RAUM $1.7B, up 39% from $1.3B (2018-09-25 to 2019-08-20)
Form ADVobserved 5 days ago
$486M
Occurred
Aug 20, 2019
Control person joined
Feng Tsui Yang (Executive Operations Officer / Director) appeared on Schedule A of Ug Investment Advisers Ltd.
Form ADVobserved 5 days ago
Occurred
Jun 13, 2013
First Form ADV filing
Ug Investment Advisers Ltd. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3348d100-a8d6-9a74-5604-fb21cc8a3e94
First observed: Jun 13, 2013
Last observed: Apr 15, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UG INVESTMENT ADVISERS LTD.

CRD 167183

TAIPEI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3348d100-a8d6-9a74-5604-fb21cc8a3e94

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHEN, CHIA

CHIEF OPERATING OFFICER

yes

03/2017

Sep 12, 2016

Oct 2, 2024

TSAI, JUI, FANG

CHIEF INVESTMENT OFFICER

yes

09/2000

Jun 13, 2013

Oct 2, 2024

VELVET GROUP LIMITED

Shareholder

yes

01/2000

Jun 13, 2013

Oct 2, 2024

WANG, MING, CHING

Shareholder

yes

06/2001

Jun 13, 2013

Oct 2, 2024

WANG, MING, CHING

CHIEF EXECUTIVE OFFICER / DIRECTOR

yes

07/1998

Jun 13, 2013

Oct 2, 2024

WANG, MING, PEY

CHIEF COMPLIANCE OFFICER / DIRECTOR

yes

05/1999

Jun 13, 2013

Oct 2, 2024

YANG, TSUI, FENG

EXECUTIVE ADMINISTRATIVE OFFICER / DIRECTOR

yes

10/2018

Aug 20, 2019

Oct 2, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 15, 2026

$4.7B

n/a

2024

Sep 23, 2024

$3.2B

n/a

2023

Sep 22, 2023

$3.5B

n/a

2022

Sep 14, 2022

$3.9B

n/a

2021

Sep 24, 2021

$3.3B

n/a

2020

Sep 10, 2020

$3.1B

n/a

2019

Aug 20, 2019

$1.7B

n/a

2018

Sep 25, 2018

$1.3B

n/a

2017

Sep 27, 2017

$1.5B

n/a

2016

Sep 12, 2016

$1.0B

n/a

2015

Sep 22, 2015

$899M

n/a

2014

Sep 22, 2014

$577M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.7B

$3.2B

44.9%

$3.9B

6.4%