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SEC-registered adviser

U• I••••••••• A••••••• L•••

Asset manager (funds and pooled vehicles)Taipei, CRD 167183SEC 801-78224websiteIAPD
Latest filing Apr 15, 2026
First filing on the tape Jun 13, 2013 · 28 filings
SEC status approved since Jul 26, 2013
RAUM
$4.7B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
39
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$4.7B as of Apr 15, 2026
Sep 22, 2014$577M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 15, 2026
Sep 22, 20140 then
Employees (5.A)39 as of Apr 15, 2026
Sep 22, 201440 then
Private funds: no history
RAUM +45% over the last fiscal year+6.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 15, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.3BderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+45%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.7B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C•••• C••• · Chief Operating Officercontrol
        since 03/2017 · owns less than 5%
      • T•••• J••• F••• · Chief Investment Officercontrol
        since 09/2000 · owns less than 5%
      • W•••• M•••• C•••• · Chief Executive Officer / Directorcontrol
        since 07/1998 · owns less than 5%
      • W•••• M•••• P•• · Chief Compliance Officer / Directorcontrol
        since 05/1999 · owns less than 5%
      • Y•••• T•••• F••• · Executive Administrative Officer / Directorcontrol
        since 10/2018 · owns less than 5%
      • W•••• M•••• C•••• · Shareholdercontrol
        since 06/2001 · owns 75% or more of V••••• G•••• L••••••
      Entity owners
      • V••••• G•••• L•••••• · Shareholder
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • low discretionary shareStatic outlier · filing Apr 15, 2026
        discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 0.0th percentile, 33.7 robust deviations)
        peers: asset managers, $1B to $5B (1,506) · 0.0% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Advisory employees · 13 to 12
        Aug 11, 2025 to Sep 25, 2025
      • Employees · 40 to 39
        Aug 11, 2025 to Sep 25, 2025
      • Non-discretionary RAUM · $3.2B to $4.7B
        Aug 11, 2025 to Sep 25, 2025
      • Pooled vehicle RAUM · $3.2B to $4.7B
        Aug 11, 2025 to Sep 25, 2025
      • RAUM · $3.2B to $4.7B
        Aug 11, 2025 to Sep 25, 2025
      • Financial planning clients · unset to
        Oct 2, 2024 to Jun 9, 2025
      • HQ state · unset to
        Oct 2, 2024 to Jun 9, 2025
      • Employees · 41 to 40
        Sep 22, 2023 to Sep 23, 2024
      • Non-discretionary RAUM · $3.5B to $3.2B
        Sep 22, 2023 to Sep 23, 2024
      • Pooled vehicle RAUM · $3.5B to $3.2B
        Sep 22, 2023 to Sep 23, 2024
      • RAUM · $3.5B to $3.2B
        Sep 22, 2023 to Sep 23, 2024
      • Employees · 40 to 41
        Jun 21, 2023 to Sep 22, 2023
      • Non-discretionary RAUM · $3.9B to $3.5B
        Jun 21, 2023 to Sep 22, 2023
      • Pooled vehicle RAUM · $3.9B to $3.5B
        Jun 21, 2023 to Sep 22, 2023
      • RAUM · $3.9B to $3.5B
        Jun 21, 2023 to Sep 22, 2023
      • HQ city · SINGAPORE to TAIPEI
        Feb 23, 2023 to Jun 21, 2023
      • HQ city · TAIPEI to SINGAPORE
        Oct 19, 2022 to Feb 23, 2023
      • Advisory employees · 15 to 13
        Sep 24, 2021 to Sep 14, 2022
      • Employees · 53 to 40
        Sep 24, 2021 to Sep 14, 2022
      • Non-discretionary RAUM · $3.3B to $3.9B
        Sep 24, 2021 to Sep 14, 2022
      • Pooled vehicle RAUM · $3.3B to $3.9B
        Sep 24, 2021 to Sep 14, 2022
      • RAUM · $3.3B to $3.9B
        Sep 24, 2021 to Sep 14, 2022
      • Advisory employees · 16 to 15
        Jan 7, 2021 to Sep 24, 2021
      • Employees · 62 to 53
        Jan 7, 2021 to Sep 24, 2021
      • Other offices · 1 to 0
        Jan 7, 2021 to Sep 24, 2021
      • Non-discretionary RAUM · $3.1B to $3.3B
        Jan 7, 2021 to Sep 24, 2021
      • Pooled vehicle RAUM · $3.1B to $3.3B
        Jan 7, 2021 to Sep 24, 2021
      • RAUM · $3.1B to $3.3B
        Jan 7, 2021 to Sep 24, 2021
      • Related adviser · true to false
        Jan 7, 2021 to Sep 24, 2021
      • Non-discretionary RAUM · $3.1B to $3.1B
        Oct 5, 2020 to Jan 7, 2021
      • Pooled vehicle RAUM · $3.1B to $3.1B
        Oct 5, 2020 to Jan 7, 2021
      • RAUM · $3.1B to $3.1B
        Oct 5, 2020 to Jan 7, 2021
      • Advisory employees · 14 to 16
        Jan 13, 2020 to Sep 10, 2020
      • Employees · 60 to 62
        Jan 13, 2020 to Sep 10, 2020
      • Non-discretionary RAUM · $2.2B to $3.1B
        Jan 13, 2020 to Sep 10, 2020
      • Pooled vehicle RAUM · $2.2B to $3.1B
        Jan 13, 2020 to Sep 10, 2020
      • RAUM · $2.2B to $3.1B
        Jan 13, 2020 to Sep 10, 2020
      • Discretionary RAUM · $1.7B to $0
        Aug 20, 2019 to Jan 13, 2020
      • Non-discretionary RAUM · $0 to $2.2B
        Aug 20, 2019 to Jan 13, 2020
      • Pooled vehicle RAUM · $1.7B to $2.2B
        Aug 20, 2019 to Jan 13, 2020
      Signals
      7 dated events
      • U• I••••••••• A••••••• L••• reported RAUM $4.7B, up 45% from $3.2B (2025-08-11 to 2025-09-25)
        Sep 25, 2025 · RAUM change · derived
      • Fen Su Kuo (Shareholder) no longer on Schedule A of U• I••••••••• A••••••• L••• (listed 2022-09-14, absent 2022-10-19)
        Oct 19, 2022 · Control person left · inference
      • U• I••••••••• A••••••• L••• reported RAUM $3.1B, up 40% from $2.2B (2020-01-13 to 2020-09-10)
        Sep 10, 2020 · RAUM change · derived
      • U• I••••••••• A••••••• L••• reported RAUM $2.2B, up 28% from $1.7B (2019-08-20 to 2020-01-13)
        Jan 13, 2020 · RAUM change · derived
      • U• I••••••••• A••••••• L••• reported RAUM $1.7B, up 39% from $1.3B (2018-09-25 to 2019-08-20)
        Aug 20, 2019 · RAUM change · derived
      • Feng Tsui Yang (Executive Operations Officer / Director) appeared on Schedule A of U• I••••••••• A••••••• L•••
        Aug 20, 2019 · Control person joined · fact
      • U• I••••••••• A••••••• L••• filed its initial SEC registration (Form ADV)
        Jun 13, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      w••.u••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      886-9-2042-9057reportedpublic record, Form ADV, Apr 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026