DFX Intelligence

G••••••• K•• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

G••••••• K•• C••••••

Advisor at F••••• M••••• W••••• A•••••••• L••

Branson, MO | SPRINGFIELD, MO

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Search this name across graphsid dfx:ria:334b0c77-f492-5b65-da47-f00a55e1fd01

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• M••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• M••••• W••••• A•••••••• L••	Independent wealth	Mar 27, 2008	n/a	yes	SPRINGFIELD, MO\|Branson, MO	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 23, 2003	Mar 18, 2008	no	SPRINGFIELD, MO\|SPRINGFIELD, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	F••••• M••••• W••••• A•••••••• L••	Mar 18, 2008	Mar 27, 2008	9	Firm change	Other

Relationships

Registered with (2)

→ F••••• M••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Mar 27, 2008 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 23, 2003 to Mar 18, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:334b0c77-f492-5b65-da47-f00a55e1fd01
First observed: Jan 23, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.