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Advisor at LPL FINANCIAL LLC
PARKER, CO | SAN MATEO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 2, 2026 | n/a | yes | PARKER, CO|SAN MATEO, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 23, 2021 | Jan 20, 2022 | no | SAN DIEGO, CA|PARKER, CO|PARKER, CO | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 21, 2021 | Dec 22, 2021 | no | OVERLAND PARK, KS|SAN DIEGO, CA|PARKER, CO | Previous registration |
| WADDELL & REED | Former SEC adviser | Feb 5, 2010 | Jul 21, 2021 | no | LAS VEGAS, NV|GOLDEN, CO|BOULDER, CO|DENVER, CO|OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | LPL FINANCIAL LLC | Jul 21, 2021 | Jul 21, 2021 | 0 | Bulk transfer | Ibd to ibd |