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Registered advisor
B••••••• E••••••••• M••••••
Feed of 09/15/2026
Also filed as B••••••• M••••••
At current firm
0 y
since Mar 2, 2026
In the industry
22 y
since Mar 1, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 2, 2026 · Parker, Co
- L•• F•••••••• L•• BD affiliatedDec 23, 2021 to Jan 20, 2022 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedJul 21, 2021 to Dec 22, 2021 · Overland Park, Ks
- W•••••• • R••• formerFeb 5, 2010 to Jul 21, 2021 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to L•• F•••••••• L••left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address