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Advisor at HERITAGE WEALTH MANAGEMENT
WOBURN, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HERITAGE WEALTH MANAGEMENT | Independent wealth | Nov 10, 2011 | n/a | yes | WOBURN, MA | Current employment |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | Jan 13, 2005 | Dec 31, 2011 | no | MEDFORD, MA|LYNNFIELD, MA|LYNNFIELD, MA|LYNNFIELD, MA | Previous registration |
| EASTERN POINT ADVISORS INC. | n/a | May 28, 2004 | Dec 31, 2004 | no | n/a | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTORS CAPITAL ADVISORY | HERITAGE WEALTH MANAGEMENT | Dec 31, 2011 | Nov 10, 2011 | -51 | Firm change after gap | Other |
| EASTERN POINT ADVISORS INC. | INVESTORS CAPITAL ADVISORY | Dec 31, 2004 | Jan 13, 2005 | 13 | Bulk transfer | Other |