RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• S••••••••
- H••••••• W••••• M••••••••• independent RIA currentsince Nov 10, 2011 · Woburn, Ma
- I•••••••• C•••••• A••••••• formerJan 13, 2005 to Dec 31, 2011 · Medford, Ma
- E•••••• P•••• A••••••• I••• unclassifiedMay 28, 2004 to Dec 31, 2004
- I•••••••• C•••••• A••••••• to H••••••• W••••• M•••••••••left Dec 31, 2011, registered Nov 10, 2011 (-51 days) · Other
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Dec 31, 2004, registered Jan 13, 2005 (13 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address