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Advisor at ST. BERNARD FINANCIAL SERVICES, INC.
RUSSELLVILLE, AR | San Mateo, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ST. BERNARD FINANCIAL SERVICES, INC. | Bd affiliated wealth | Aug 18, 2021 | n/a | yes | RUSSELLVILLE, AR|San Mateo, CA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Dec 14, 2016 | Aug 29, 2019 | no | SAN MATEO, CA | Previous registration |
| FOOTHILL SECURITIES, INC. | Former SEC adviser | May 22, 2003 | Dec 31, 2014 | no | SAN MATEO, CA|REDWOOD CITY, CA|Santa Clara, CA | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jul 14, 2000 | Apr 29, 2003 | no | REDWOOD CITY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | ST. BERNARD FINANCIAL SERVICES, INC. | Aug 29, 2019 | Aug 18, 2021 | 720 | Firm change after gap | Ibd to ibd |
| FOOTHILL SECURITIES, INC. | SECURITIES AMERICA ADVISORS, INC. | Dec 31, 2014 | Dec 14, 2016 | 714 | Firm change after gap | Other |
| OSAIC WEALTH, INC. | FOOTHILL SECURITIES, INC. | Apr 29, 2003 | May 22, 2003 | 23 | Firm change | Other |