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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

BRUCE MICHAEL WIITALA

Advisor at RFG ADVISORY, LLC

Creve Coeur, MO

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Search this name across graphsid dfx:ria:3372aac3-64b1-190a-ae67-339e6bdc4cdd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 4, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RFG ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 13, 1987
First registration: Aug 4, 2003
Dual registered: yes, broker-dealer
Other names: BRUCE MICHAEL RANDALL
IAPD individual key: 1659919

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RFG ADVISORY, LLC	Independent wealth	Aug 24, 2017	n/a	yes	Creve Coeur, MO	Current employment
WADDELL & REED	Former SEC adviser	Oct 18, 2012	Jan 31, 2017	no	CHARLEROI, PA\|LOUISVILLE, KY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Oct 17, 2012	no	OWENSBORO, KY\|LOUISVILLE, KY	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Aug 4, 2003	Oct 5, 2009	no	LOUISVILLE, KY\|LEXINGTON, KY\|OWENSBORO, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	RFG ADVISORY, LLC	Jan 31, 2017	Aug 24, 2017	205	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WADDELL & REED	Oct 17, 2012	Oct 18, 2012	1	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ RFG ADVISORY, LLCRegistered adviserregistration: current employment
Aug 24, 2017 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Oct 18, 2012 to Jan 31, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Oct 17, 2012factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Aug 4, 2003 to Oct 5, 2009factForm ADV

Dated events

No dated event names this entity yet.