T••• H•••••

Advisor at H•••• W•••••• L••

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:33804b86-f98c-1612-98fd-fa43dc1e9171

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••• W•••••• L••	Independent wealth	May 14, 2025	n/a	yes	CINCINNATI, OH	Current employment
H•••• C•••••• A•••••••• L••	Former SEC adviser	Jan 24, 2025	May 14, 2025	no	CINCINNATI, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••• C•••••• A•••••••• L••	H•••• W•••••• L••	May 14, 2025	May 14, 2025	0	Firm change	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
152888:333974:OH:2025-05-12	May 14, 2025	May 14, 2025	CINCINNATI, OH	Firm change

Relationships

Registered with (2)

→ H•••• W•••••• L••Registered adviserregistration: current employment
May 14, 2025 to presentfactForm ADV
→ H•••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 24, 2025 to May 14, 2025factForm ADV

Dated events

Occurred
May 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33804b86-f98c-1612-98fd-fa43dc1e9171
First observed: Jan 24, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.