DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

HORAN WEALTH, LLC

CRD 333974

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8566c883-47c8-48d1-e58d-3f56e6cbde1c

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 2
On other graphs: 0
Observed: Mar 17, 2025 to Jun 26, 2026
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=13.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-06-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 22
RAUM per advisor: $66.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 32
Advisory employees: 20
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,817
Individual clients: 955
High net worth clients: 453
Custody, client assets: $261M
SEC number: 801-132367
CIK: 2072569
CRD: 333974
Filings on the tape: 6
First filed: Mar 17, 2025
Latest filed: Jun 26, 2026
Organised: Limited Liability Company, OH
Website: horanwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID IAN TEMPLETON	Chartered Financial Analyst	CINCINNATI, OH	1	16	1	no
MARK ALLEN BENNETT	Chartered Financial Analyst	CINCINNATI, OH	1	16	1	no
TODD ALAN POELLEIN	Chartered Financial Analyst	CINCINNATI, OH	1	23	1	no
Todd Hibner	Chartered Financial Analyst	CINCINNATI, OH	1	12	1	no
PAUL ANTHONY CARL	n/a	CINCINNATI, OH	1	12	1	no
DAVID MAURICE LOHRE	n/a	Fort Mitchell, KY \| CINCINNATI, OH	1	33	1	yes
KATHLEEN CHRISTINE LAVERDE	n/a	CINCINNATI, OH	1	30	5	yes
MICHAEL DUNLAP NAPIER	Certified Financial Planner	CINCINNATI, OH	1	26	3	yes
WILLIAM BENJAMIN HARDIGG	Certified Financial Planner	CINCINNATI, OH	1	15	3	no
KEITH EDMOND PRINCE	Certified Financial Planner	CINCINNATI, OH	1	16	3	yes
THOMAS EDWARD REITZES	Certified Financial Planner	CINCINNATI, OH	1	10	2	yes
Michael Louis Hermes	Certified Financial Planner\|Chartered Financial Analyst	CINCINNATI, OH	1	13	1	yes
TERENCE LEE HORAN	Chartered Financial Consultant	CINCINNATI, OH	1	53	2	yes
Richard Owings Bascom	n/a	CINCINNATI, OH	1	11	1	no
CONNIE SUE GROSSER	n/a	CINCINNATI, OH	1	32	4	yes
CHRISTINE ANN STINE	n/a	CINCINNATI, OH	1	26	3	yes
Muhammad Fateh Akbar Tiwana	n/a	CINCINNATI, OH	1	13	1	yes
Daniel Allen Schneider	Certified Financial Planner	CINCINNATI, OH	0	14	1	no
Andrew Thomas Swinney	n/a	CINCINNATI, OH	0	11	n/a	yes
Ryan Joseph Janka	n/a	CINCINNATI, OH	0	10	n/a	yes
Andrea Diane Costa	n/a	CINCINNATI, OH	0	11	n/a	yes
BRIAN LOUIS VAN JURA	Chartered Financial Analyst	CINCINNATI, OH	0	25	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BENNETT, MARK, ALLEN	PRINCIPAL & PORTFOLIO MANAGER	B	yes	04/2017	Jun 26, 2026	Jun 26, 2026
GROSSER, CONNIE, SUE	CHIEF COMPLIANCE OFFICER	Na	yes	10/2023	Jun 26, 2026	Jun 26, 2026
HOERNSCHEMEYER, GREGORY, LEO	SENIOR VICE PRESIDENT	A	yes	12/2018	Jun 26, 2026	Jun 26, 2026
HORAN, TERENCE, LEE	PRESIDENT, CHIEF EXECUTIVE OFFICER	D	yes	07/1997	Jun 26, 2026	Jun 26, 2026
NAPIER, MICHAEL, DUNLAP	MANAGING PARTNER	B	yes	09/2023	Jun 26, 2026	Jun 26, 2026
POELLEIN, TODD, ALAN	PRINCIPAL & PORTFOLIO MANAGER	A	yes	01/2021	Jun 26, 2026	Jun 26, 2026
Reynolds, Michael	CHIEF FINANCIAL OFFICER OFFICER	Na	yes	02/2024	Jun 26, 2026	Jun 26, 2026
TEMPLETON, DAVID, IAN	PRINCIPAL & CHIEF INVESTMENT OFFICER	B	yes	04/2017	Jun 26, 2026	Jun 26, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$1.5B	$1.5B	32	20	2	n/a	n/a
2024	Mar 17, 2025	$0	$0	31	19	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	7	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$0	n/a	n/a	n/a	32	31	2	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HORAN WEALTH MANAGEMENT	2	Jul 7, 2025	Jul 7, 2025	FORT MITCHELL, KY	Channel change	RIA to new firm	18.2%
HORAN WEALTH MANAGEMENT	7	Jul 7, 2025	Jul 11, 2025	CINCINNATI, OH	Firm absorbed	RIA to new firm	63.6%
HORAN CAPITAL ADVISORS, LLC	4	May 12, 2025	May 14, 2025	CINCINNATI, OH	Firm absorbed	RIA to new firm	80.0%

Relationships

Controls (8)

← HORAN, TERENCE, LEEOwnerPRESIDENT, CHIEF EXECUTIVE OFFICER, ownership code D, individual
Jun 26, 2026 to presentfactForm ADV
← Reynolds, MichaelOwnerCHIEF FINANCIAL OFFICER OFFICER, ownership code NA, individual
Jun 26, 2026 to presentfactForm ADV
← BENNETT, MARK, ALLENOwnerPRINCIPAL & PORTFOLIO MANAGER, ownership code B, individual
Jun 26, 2026 to presentfactForm ADV
← NAPIER, MICHAEL, DUNLAPOwnerMANAGING PARTNER, ownership code B, individual
Jun 26, 2026 to presentfactForm ADV
← HOERNSCHEMEYER, GREGORY, LEOOwnerSENIOR VICE PRESIDENT, ownership code A, individual
Jun 26, 2026 to presentfactForm ADV
← GROSSER, CONNIE, SUEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 26, 2026 to presentfactForm ADV
← TEMPLETON, DAVID, IANOwnerPRINCIPAL & CHIEF INVESTMENT OFFICER, ownership code B, individual
Jun 26, 2026 to presentfactForm ADV
← POELLEIN, TODD, ALANOwnerPRINCIPAL & PORTFOLIO MANAGER, ownership code A, individual
Jun 26, 2026 to presentfactForm ADV

Registered with (22)

← BRIAN LOUIS VAN JURAAdvisorregistration: current employment
May 4, 2026 to presentfactForm ADV
← Andrea Diane CostaAdvisorregistration: current employment
Mar 24, 2026 to presentfactForm ADV
← Ryan Joseph JankaAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← Andrew Thomas SwinneyAdvisorregistration: current employment
Dec 4, 2025 to presentfactForm ADV
← Daniel Allen SchneiderAdvisorregistration: current employment
Nov 4, 2025 to presentfactForm ADV
← Muhammad Fateh Akbar TiwanaAdvisorregistration: current employment
Jul 11, 2025 to presentfactForm ADV
← CONNIE SUE GROSSERAdvisorregistration: current employment
Jul 9, 2025 to presentfactForm ADV
← CHRISTINE ANN STINEAdvisorregistration: current employment
Jul 9, 2025 to presentfactForm ADV
← WILLIAM BENJAMIN HARDIGGAdvisorregistration: current employment
Jul 8, 2025 to presentfactForm ADV
← KEITH EDMOND PRINCEAdvisorregistration: current employment
Jul 8, 2025 to presentfactForm ADV
← THOMAS EDWARD REITZESAdvisorregistration: current employment
Jul 8, 2025 to presentfactForm ADV
← Michael Louis HermesAdvisorregistration: current employment
Jul 8, 2025 to presentfactForm ADV
← TERENCE LEE HORANAdvisorregistration: current employment
Jul 8, 2025 to presentfactForm ADV
← Richard Owings BascomAdvisorregistration: current employment
Jul 8, 2025 to presentfactForm ADV
← DAVID MAURICE LOHREAdvisorregistration: current employment
Jul 7, 2025 to presentfactForm ADV
← KATHLEEN CHRISTINE LAVERDEAdvisorregistration: current employment
Jul 7, 2025 to presentfactForm ADV
← MICHAEL DUNLAP NAPIERAdvisorregistration: current employment
Jul 7, 2025 to presentfactForm ADV
← PAUL ANTHONY CARLAdvisorregistration: current employment
Jun 9, 2025 to presentfactForm ADV
← MARK ALLEN BENNETTAdvisorregistration: current employment
May 14, 2025 to presentfactForm ADV
← TODD ALAN POELLEINAdvisorregistration: current employment
May 14, 2025 to presentfactForm ADV
← Todd HibnerAdvisorregistration: current employment
May 14, 2025 to presentfactForm ADV
← DAVID IAN TEMPLETONAdvisorregistration: current employment
May 12, 2025 to presentfactForm ADV

Moved with (2)

← HORAN WEALTH MANAGEMENTRegistered adviser9 advisors, firm absorbed, same day
Jul 7, 2025 to Jul 11, 2025factForm ADV
← HORAN CAPITAL ADVISORS, LLCRegistered adviser4 advisors, firm absorbed
May 12, 2025 to May 14, 2025factForm ADV

Dated events

Occurred
Jul 7, 2025
Firm absorbed
Horan Wealth Management's advisors moved to Horan Wealth, LLC (Cincinnati, OH): 9 of 11 registered, on the same day
Form ADVobserved 6 days ago
9 advisors
Occurred
May 12, 2025
Firm absorbed
Horan Capital Advisors, LLC's advisors moved to Horan Wealth, LLC (Cincinnati, OH): 4 of 5 registered, within 2 days
Form ADVobserved 6 days ago
4 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8566c883-47c8-48d1-e58d-3f56e6cbde1c
First observed: Mar 17, 2025
Last observed: Jun 26, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HORAN WEALTH, LLC

CRD 333974

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8566c883-47c8-48d1-e58d-3f56e6cbde1c

Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID IAN TEMPLETON

Chartered Financial Analyst

CINCINNATI, OH

MARK ALLEN BENNETT

Chartered Financial Analyst

CINCINNATI, OH

TODD ALAN POELLEIN

Chartered Financial Analyst

CINCINNATI, OH

Todd Hibner

Chartered Financial Analyst

CINCINNATI, OH

PAUL ANTHONY CARL

n/a

CINCINNATI, OH

DAVID MAURICE LOHRE

n/a

Fort Mitchell, KY | CINCINNATI, OH

yes

KATHLEEN CHRISTINE LAVERDE

n/a

CINCINNATI, OH

yes

MICHAEL DUNLAP NAPIER

Certified Financial Planner

CINCINNATI, OH

yes

WILLIAM BENJAMIN HARDIGG

Certified Financial Planner

CINCINNATI, OH

KEITH EDMOND PRINCE

Certified Financial Planner

CINCINNATI, OH

yes

THOMAS EDWARD REITZES

Certified Financial Planner

CINCINNATI, OH

yes

Michael Louis Hermes

Certified Financial Planner|Chartered Financial Analyst

CINCINNATI, OH

yes

TERENCE LEE HORAN

Chartered Financial Consultant

CINCINNATI, OH

yes

Richard Owings Bascom

n/a

CINCINNATI, OH

CONNIE SUE GROSSER

n/a

CINCINNATI, OH

yes

CHRISTINE ANN STINE

n/a

CINCINNATI, OH

yes

Muhammad Fateh Akbar Tiwana

n/a

CINCINNATI, OH

yes

Daniel Allen Schneider

Certified Financial Planner

CINCINNATI, OH

Andrew Thomas Swinney

n/a

CINCINNATI, OH

n/a

yes

Ryan Joseph Janka

n/a

CINCINNATI, OH

n/a

yes

Andrea Diane Costa

n/a

CINCINNATI, OH

n/a

yes

BRIAN LOUIS VAN JURA

Chartered Financial Analyst

CINCINNATI, OH

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BENNETT, MARK, ALLEN

PRINCIPAL & PORTFOLIO MANAGER

yes

04/2017

Jun 26, 2026

GROSSER, CONNIE, SUE

CHIEF COMPLIANCE OFFICER

yes

10/2023

Jun 26, 2026

HOERNSCHEMEYER, GREGORY, LEO

SENIOR VICE PRESIDENT

yes

12/2018

Jun 26, 2026

HORAN, TERENCE, LEE

PRESIDENT, CHIEF EXECUTIVE OFFICER

yes

07/1997

Jun 26, 2026

NAPIER, MICHAEL, DUNLAP

MANAGING PARTNER

yes

09/2023

Jun 26, 2026

POELLEIN, TODD, ALAN

PRINCIPAL & PORTFOLIO MANAGER

yes

01/2021

Jun 26, 2026

Reynolds, Michael

CHIEF FINANCIAL OFFICER OFFICER

yes

02/2024

Jun 26, 2026

TEMPLETON, DAVID, IAN

PRINCIPAL & CHIEF INVESTMENT OFFICER

yes

04/2017

Jun 26, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$1.5B

n/a

2024

Mar 17, 2025

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HORAN WEALTH MANAGEMENT

Jul 7, 2025

FORT MITCHELL, KY

Channel change

RIA to new firm

18.2%

HORAN WEALTH MANAGEMENT

Jul 7, 2025

Jul 11, 2025

CINCINNATI, OH

Firm absorbed

RIA to new firm

63.6%

HORAN CAPITAL ADVISORS, LLC

May 12, 2025

May 14, 2025

CINCINNATI, OH

Firm absorbed

RIA to new firm

80.0%