This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

M HOLDINGS SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 5, 1985earliest registration or exam on IAPD

Years in industry

40derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63

First exam

Dec 5, 1985

First registration

Oct 18, 1999

Dual registered

yes, broker-dealer

Other names

RICH TANNER

IAPD individual key

1421636

• Occurred

  Nov 12, 2025
  Advisor changed firm

  Richard Douglas Tanner left Ownership Advisors, Inc. for M Holdings Securities, Inc. (registered 2025-09-25)

  Form ADVobserved 6 days ago
• Occurred

  Sep 2, 2025
  Advisor changed firm

  Richard Douglas Tanner left Lpl Financial Llc for Ownership Advisors, Inc. (registered 2003-07-15)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3381fec4-1a15-3e3d-7df6-5ef4ae4c3904

First observed

Oct 18, 1999

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.