RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• D•••••• T•••••
- M• H••••••• S••••••••• I••• BD affiliated currentsince Sep 25, 2025 · Cleveland, Oh
- O•••••••• A•••••••• I••• unclassifiedJan 16, 2024 to Nov 12, 2025 · Cleveland, Oh
- O•••••••• A•••••••• I••• unclassifiedJul 15, 2003 to Dec 31, 2023 · Cleveland, Oh
- L•• F•••••••• L•• BD affiliatedOct 18, 1999 to Sep 2, 2025 · Cleveland, Oh
- O•••••••• A•••••••• I••• to M• H••••••• S••••••••• I•••left Nov 12, 2025, registered Sep 25, 2025 (-48 days) · Other
- L•• F•••••••• L•• to O•••••••• A•••••••• I•••left Sep 2, 2025, registered Jul 15, 2003 (-8085 days) · Other
- R•••••• D•••••• T••••• left O•••••••• A•••••••• I••• for M• H••••••• S••••••••• I••• (registered 2025-09-25)Nov 12, 2025 · Advisor changed firm · fact
- R•••••• D•••••• T••••• left L•• F•••••••• L•• for O•••••••• A•••••••• I••• (registered 2003-07-15)Sep 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address