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Advisor at COOPER MCMANUS
ST HELENA, CA | IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COOPER MCMANUS | Independent wealth | Feb 19, 2008 | n/a | yes | ST HELENA, CA|IRVINE, CA | Current employment |
| LEVEL FOUR ADVISORY SERVICES | Bd affiliated wealth | Jan 26, 2006 | Nov 19, 2007 | no | ST HELENA, CA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Dec 3, 2004 | Dec 31, 2005 | no | ST. HELENA, CA | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 1, 1993 | Dec 16, 2004 | no | ST. HELENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEVEL FOUR ADVISORY SERVICES | COOPER MCMANUS | Nov 19, 2007 | Feb 19, 2008 | 92 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | LEVEL FOUR ADVISORY SERVICES | Dec 31, 2005 | Jan 26, 2006 | 26 | Firm change | Other |
| AVANTAX ADVISORY SERVICES | SECURITIES AMERICA ADVISORS, INC. | Dec 16, 2004 | Dec 3, 2004 | -13 | Firm change | Other |