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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

TRANEL INTELLIGENT INVESTING, LLC

CRD 328546

LIBERTYVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3398b8c3-18b3-5a80-a9e7-cd5bbb806407

Data as of Aug 30, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Dec 21, 2023 to Aug 30, 2024
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2024-08-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-129399
CRD: 328546
Filings on the tape: 3
First filed: Dec 21, 2023
Latest filed: Aug 30, 2024
Organised: Limited Liability Company, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
818, INC.	HOLDING COMPANY	E	yes	07/2023	Dec 21, 2023	Aug 30, 2024
Bradford, JENNA, T	President	Na	yes	07/2023	Dec 21, 2023	Aug 30, 2024
TRANEL, ROCH, RICHARD	Owner	E	yes	09/2018	Dec 21, 2023	Aug 30, 2024
TRANEL, ROCH, RICHARD	CHIEF EXECUTIVE OFFICER	Na	yes	07/2023	Dec 21, 2023	Aug 30, 2024
CIMA, ERIC, MASSIMO AUGUSTO	CHIEF COMPLIANCE OFFICER	Na	no	08/2024	Aug 30, 2024	Aug 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LIBERTY ONE INVESTMENT MANAGEMENT, LLC	n/a	Asset manager	$1.1B	N	yes	n/a
THE TRANEL GROUP, LLC	n/a	Former SEC adviser	$0	N	yes	n/a
WARHAWK ONE CAPITAL, LLC	n/a	n/a	n/a	N	yes	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	1	1

Relationships

Affiliated with (2)

→ LIBERTY ONE INVESTMENT MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ THE TRANEL GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← TRANEL, ROCH, RICHARDOwnerOWNER, ownership code E, individual
Dec 21, 2023 to presentfactForm ADV
← Bradford, JENNA, TOwnerPRESIDENT, ownership code NA, individual
Dec 21, 2023 to presentfactForm ADV
← 818, INC.OwnerHOLDING COMPANY, ownership code E, domestic entity
Dec 21, 2023 to presentfactForm ADV

Owns (1)

← CIMA, ERIC, MASSIMO AUGUSTOOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 30, 2024 to presentfactForm ADV

Registered with (1)

← ERIC MASSIMO AUGUSTO CIMAAdvisorregistration: previous registration
Feb 2, 2024 to Oct 2, 2025factForm ADV

Dated events

Occurred
Oct 2, 2025
Advisor changed firm
Eric Massimo Augusto Cima left Tranel Intelligent Investing, Llc for Harbour Investments, Inc. (registered 2025-09-22)
Form ADVobserved 6 days ago
Occurred
Dec 21, 2023
First Form ADV filing
Tranel Intelligent Investing, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3398b8c3-18b3-5a80-a9e7-cd5bbb806407
First observed: Dec 21, 2023
Last observed: Aug 30, 2024 25 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRANEL INTELLIGENT INVESTING, LLC

CRD 328546

LIBERTYVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3398b8c3-18b3-5a80-a9e7-cd5bbb806407

Data as of Aug 30, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

818, INC.

HOLDING COMPANY

yes

07/2023

Dec 21, 2023

Aug 30, 2024

Bradford, JENNA, T

President

yes

07/2023

Dec 21, 2023

Aug 30, 2024

TRANEL, ROCH, RICHARD

Owner

yes

09/2018

Dec 21, 2023

Aug 30, 2024

TRANEL, ROCH, RICHARD

CHIEF EXECUTIVE OFFICER

yes

07/2023

Dec 21, 2023

Aug 30, 2024

CIMA, ERIC, MASSIMO AUGUSTO

CHIEF COMPLIANCE OFFICER

08/2024

Aug 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LIBERTY ONE INVESTMENT MANAGEMENT, LLC

n/a

Asset manager

$1.1B

yes

n/a

THE TRANEL GROUP, LLC

n/a

Former SEC adviser

yes

n/a

WARHAWK ONE CAPITAL, LLC

n/a

yes

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

n/a