DFX Intelligence

L••••• E•••••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

L••••• E•••••••• L•••••

Advisor at D•••••••• W••••• M••••••••• L••

OREM, UT | SOUTH JORDAN, UT

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Search this name across graphsid dfx:ria:339fddf0-b65e-2a60-30dd-fc1cd25a661b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 2, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• W••••• M••••••••• L••	Independent wealth	Mar 5, 2024	n/a	yes	OREM, UT\|SOUTH JORDAN, UT	Current employment
D•••••••• W••••• M••••••••• L••	Former SEC adviser	Jun 2, 2016	Jul 17, 2024	no	OREM, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• W••••• M••••••••• L••	D•••••••• W••••• M••••••••• L••	Jul 17, 2024	Mar 5, 2024	-134	Channel change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
145593:329878:UT:2024-07-17	Jul 17, 2024	Mar 5, 2024	OREM, UT	Firm change after gap

Relationships

Registered with (2)

→ D•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 5, 2024 to presentfactForm ADV
→ D•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 2, 2016 to Jul 17, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:339fddf0-b65e-2a60-30dd-fc1cd25a661b
First observed: Jun 2, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.