DFX Intelligence

L•••• R••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

L•••• R••• K•••••

Advisor at B•• W••••• S••••••••• L••

Denville, NJ | BASKING RIDGE, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 4, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 19, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• W••••• S••••••••• L••	Independent wealth	Sep 12, 2025	n/a	yes	BASKING RIDGE, NJ\|Denville, NJ	Current employment
P•••••• P••• W••••• P•••••••• L••	Independent wealth	Apr 28, 2023	Jan 8, 2025	no	MADISON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P••• W••••• P•••••••• L••	B•• W••••• S••••••••• L••	Jan 8, 2025	Sep 12, 2025	247	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P•••••• P••• W••••• P•••••••• L••	May 1, 2023	Apr 28, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:325300:NJ:2023-05-01	May 1, 2023	Apr 28, 2023	FLORHAM PARK, NJ	Firm change

Relationships

Registered with (4)

→ B•• W••••• S••••••••• L••Registered adviserregistration: current employment
Sep 12, 2025 to presentfactForm ADV
→ P•••••• P••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Apr 28, 2023 to Jan 8, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 9, 2012 to May 1, 2023factForm ADV
→ M••••• S••••••

Dated events

Order

Occurred
8 Jan 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
1 May 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 4, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.