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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

JAMES ARTHUR WORDEN

Advisor at THE WEALTH CONSULTING GROUP

Folsom, CA | LAS VEGAS, NV

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Search this name across graphsid dfx:ria:33aaf9df-1c6c-d1cf-e3af-5ab7661e249c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE WEALTH CONSULTING GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 14, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S63|S65
First exam: May 14, 1999
First registration: Oct 23, 2002
Dual registered: no
IAPD individual key: 3203089

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRAIGHTWAY FINANCIAL LLC	State registered	Nov 5, 2025	n/a	yes	Folsom, CA	Current employment
THE WEALTH CONSULTING GROUP	Independent wealth	Nov 5, 2025	n/a	yes	LAS VEGAS, NV\|Folsom, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 16, 2019	Feb 10, 2020	no	SACRAMENTO, CA	Previous registration
AW SECURITIES	Former SEC adviser	Jan 16, 2015	Jul 15, 2019	no	FOLSOM, CA\|FOLSOM, CA\|FOLSOM, CA\|FOLSOM, CA\|FOLSOM, CA\|SACRAMENTO, CA	Previous registration
PATHWAY STRATEGIC ADVISORS	Former SEC adviser	Jul 11, 2012	Jan 9, 2014	no	FOLSOM, CA\|FOLSOM, CA	Previous registration
BRECEK & YOUNG ADVISORS, INC.	Former SEC adviser	Jan 27, 2009	May 21, 2012	no	FOLSOM, CA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 23, 2009	Jan 26, 2009	no	LAVISTA, NE	Previous registration
BRECEK & YOUNG ADVISORS, INC.	Former SEC adviser	Oct 23, 2002	Jan 23, 2009	no	FOLSOM, CA\|FOLSOM, CA\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	THE WEALTH CONSULTING GROUP	Feb 10, 2020	Nov 5, 2025	2,095	Firm change after gap	Ibd to RIA
AW SECURITIES	LPL FINANCIAL LLC	Jul 15, 2019	Jul 16, 2019	1	Firm change	Other
PATHWAY STRATEGIC ADVISORS	AW SECURITIES	Jan 9, 2014	Jan 16, 2015	372	Firm change	Other
BRECEK & YOUNG ADVISORS, INC.	PATHWAY STRATEGIC ADVISORS	May 21, 2012	Jul 11, 2012	51	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	BRECEK & YOUNG ADVISORS, INC.	Jan 26, 2009	Jan 27, 2009	1	Firm change	Other
BRECEK & YOUNG ADVISORS, INC.	SECURITIES AMERICA ADVISORS, INC.	Jan 23, 2009	Jan 23, 2009	0	Bulk transfer	Other

Relationships

Registered with (7)

→ THE WEALTH CONSULTING GROUPRegistered adviserregistration: current employment
Nov 5, 2025 to presentfactForm ADV
→ STRAIGHTWAY FINANCIAL LLCRegistered adviserregistration: current employment
Nov 5, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 16, 2019 to Feb 10, 2020factForm ADV
→ AW SECURITIESRegistered adviserregistration: previous registration
Jan 16, 2015 to Jul 15, 2019factForm ADV
→ PATHWAY STRATEGIC ADVISORSRegistered adviserregistration: previous registration
Jul 11, 2012 to Jan 9, 2014factForm ADV
→ BRECEK & YOUNG ADVISORS, INC.Registered adviserregistration: previous registration
Jan 27, 2009 to May 21, 2012factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 23, 2009 to Jan 26, 2009factForm ADV

Dated events

No dated event names this entity yet.