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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

RALPH LAWRENCE PEEPLES

Advisor at MML INVESTORS SERVICES, LLC

Madison, MS

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Search this name across graphsid dfx:ria:33b91691-4d8a-8835-4b67-b803b24cba56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Dec 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 30, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 30, 2005
First registration: Dec 1, 2005
Dual registered: yes, broker-dealer
Other names: LARRY PEEPLES|R LARRY PEEPLES|RALPH LAWRENCE PEEPLES|Ralph Lawrence Peeples
IAPD individual key: 2876675

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jul 1, 2022	n/a	yes	Madison, MS	Current employment
KELLY CAPITAL GROUP, LLC	State registered	Jan 5, 2022	Mar 30, 2022	no	JACKSON, MS\|Ridgeland, MS	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Mar 11, 2021	Dec 21, 2021	no	RIDGELAND, MS	Previous registration
KELLY CAPITAL GROUP, LLC	State registered	Jan 29, 2020	Dec 8, 2020	no	JACKSON, MS	Previous registration
KELLY CAPITAL GROUP, LLC	State registered	Jul 5, 2017	Dec 31, 2019	no	JACKSON, MS	Previous registration
KOVACK ADVISORS, INC.	Bd affiliated wealth	Jun 30, 2015	Jun 30, 2017	no	RIDGELAND, MS\|FT. LAUDERDALE, FL	Previous registration
BLACKSUMMIT FINANCIAL GROUP, INC.	Former SEC adviser	Jun 23, 2010	Jun 24, 2015	no	FLOWOOD, MS	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 6, 2009	Jun 21, 2010	no	FLOWOOD, MS	Previous registration
WELLSPRING WEALTH MANAGEMENT LLC	Independent wealth	Dec 1, 2005	Jan 13, 2009	no	MISSISSIPPI, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KELLY CAPITAL GROUP, LLC	MML INVESTORS SERVICES, LLC	Mar 30, 2022	Jul 1, 2022	93	Firm change	Other
PARK AVENUE SECURITIES LLC	KELLY CAPITAL GROUP, LLC	Dec 21, 2021	Jan 5, 2022	15	Firm change	Ibd to state RIA
KELLY CAPITAL GROUP, LLC	PARK AVENUE SECURITIES LLC	Dec 8, 2020	Mar 11, 2021	93	Firm change	Other
KOVACK ADVISORS, INC.	KELLY CAPITAL GROUP, LLC	Jun 30, 2017	Jul 5, 2017	5	Firm change	Other
BLACKSUMMIT FINANCIAL GROUP, INC.	KOVACK ADVISORS, INC.	Jun 24, 2015	Jun 30, 2015	6	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	BLACKSUMMIT FINANCIAL GROUP, INC.	Jun 21, 2010	Jun 23, 2010	2	Firm change	Other
WELLSPRING WEALTH MANAGEMENT LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 13, 2009	Oct 6, 2009	266	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140808:288475:FL:2017-06-30	Jun 30, 2017	Jul 5, 2017	FT LAUDERDALE, FL	Firm change

Relationships

Registered with (7)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Jul 1, 2022 to presentfactForm ADV
→ KELLY CAPITAL GROUP, LLCRegistered adviserregistration: previous registration
Jan 5, 2022 to Mar 30, 2022factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Mar 11, 2021 to Dec 21, 2021factForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Jun 30, 2015 to Jun 30, 2017factForm ADV
→ BLACKSUMMIT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jun 23, 2010 to Jun 24, 2015factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Oct 6, 2009 to Jun 21, 2010factForm ADV
→ WELLSPRING WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Dec 1, 2005 to Jan 13, 2009factForm ADV

Dated events

Occurred
Mar 30, 2022
Advisor changed firm
Ralph Lawrence Peeples left Kelly Capital Group, Llc for Mml Investors Services, Llc (registered 2022-07-01)
Form ADVobserved 6 days ago