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J••••• J••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

J••••• J••• P•••••••••

Advisor at S••••• W••••• M•••••••••

ROCKFORD, IL | Atlanta, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M•••••••••	Independent wealth	Mar 9, 2023	n/a	yes	Atlanta, GA\|ROCKFORD, IL	Current employment
C•••••• D••••••••• L••	Former SEC adviser	Oct 19, 2018	Apr 25, 2023	no	ALPHARETTA, GA\|ATLANTA, GA\|SOUTHPORT, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• D••••••••• L••	S••••• W••••• M•••••••••	Apr 25, 2023	Mar 9, 2023	-47	Firm change after gap	RIA to RIA
W••••••••• A••••••• G••••• L••	C•••••• D••••••••• L••	Oct 3, 2018	Oct 19, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
127125:109762:GA:2018-10-03	Oct 3, 2018	Oct 19, 2018	ALPHARETTA, GA	Firm change

Relationships

Registered with (3)

→ S••••• W••••• M•••••••••Registered adviserregistration: current employment
Mar 9, 2023 to presentfactForm ADV
→ C•••••• D••••••••• L••Registered adviserregistration: previous registration
Oct 19, 2018 to Apr 25, 2023factForm ADV
→ W••••••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Dec 17, 2010 to Oct 3, 2018factForm ADV

Dated events

Order

Occurred
25 Apr 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 17, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.