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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

MERCER INVESTMENT CONSULTING LLC

CRD 105631

CHICAGO, IL

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Search this name across graphsid dfx:ria:33bfe5eb-e8f5-8086-1d4c-21342c76eaa0

Data as of Dec 18, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 1
On other graphs: 1
Observed: Nov 25, 2011 to Dec 18, 2018
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Mercer Investment Consulting, Inc.

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.3BItem 5.F on the latest filing (2018-12-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $906M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 389
Advisory employees: 319
Offices: 27Schedule D 1.F, beyond the principal office
Accounts: 8
Custody, client assets: $341M
SEC number: 801-9613
CRD: 105631
Filings on the tape: 28
First filed: Nov 25, 2011
Latest filed: Dec 18, 2018
Organised: Limited Liability Company, Kentucky

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Dean, Colin, James	GENERAL COUNSEL AND SECRETARY	Na	yes	06/2017	Jun 20, 2017	Dec 18, 2018
FRANCE, JEREMIAH, MICHAEL	CHIEF OPERATING OFFICER & DIRECTOR	Na	yes	03/2016	Mar 30, 2016	Dec 18, 2018
Jahnel, Ferdinand, Gerhard	Treasurer	Na	yes	12/2015	Mar 30, 2016	Dec 18, 2018
JOSEPH, RICHARD, SCOTT	Director	Na	yes	01/2017	Jan 5, 2017	Dec 18, 2018
Mahoney, Christine, Teresa	Director	Na	yes	08/2018	Aug 27, 2018	Dec 18, 2018
MARSH & MCLENNAN COMPANIES, INC	Shareholder	E	yes	02/1984	Nov 25, 2011	Dec 18, 2018
MERCER (US) INC.	SOLE MEMBER	E	yes	02/1984	Nov 25, 2011	Dec 18, 2018
MERCER CONSULTING GROUP, INC.	Shareholder	E	yes	02/1984	Mar 31, 2015	Dec 18, 2018
MERCER LLC	Shareholder	E	yes	02/1984	Nov 25, 2011	Dec 18, 2018
NUZUM, RICHARD, LANGDON	PRESIDENT & DIRECTOR	Na	yes	08/2018	Mar 30, 2012	Dec 18, 2018
PHAY, ROBERT, E	CHIEF COMPLIANCE OFFICER	Na	yes	05/2016	Mar 11, 2015	Dec 18, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MERCER INVESTMENT MANAGEMENT, INC.	n/a	Institutional manager	$226B	N	yes	n/a
MERCER PRIVATE MARKETS ADVISERS (US) AG	n/a	Former SEC adviser	$272M	N	yes	n/a
MMA SECURITIES LLC	n/a	No RAUM reported	$0	N	yes	n/a
HAPIP GP 2009, LLC	n/a	n/a	n/a	N	yes	n/a
HAPIP GP, LLC	n/a	n/a	n/a	N	yes	n/a
MARSH & MCLENNAN AGENCY	n/a	n/a	n/a	N	yes	n/a
MERCER (US) INC.	n/a	n/a	n/a	Y	yes	n/a
MERCER GLOBAL INVESTMENTS CANADA LIMITED	n/a	n/a	n/a	N	yes	n/a
MERCER GLOBAL INVESTMENTS EUROPE LIMITED	n/a	n/a	n/a	N	yes	n/a
MERCER HEALTH & BENEFITS LLC	n/a	n/a	n/a	N	yes	n/a
MERCER INVESTMENT SOLUTIONS LTD.	n/a	n/a	n/a	N	yes	n/a
MERCER INVESTMENTS (AUSTRALIA) LIMITED	n/a	n/a	n/a	N	yes	n/a
MERCER LIMITED	n/a	n/a	n/a	N	yes	n/a
MERCER TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
MMC SECURITIES LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
MPIP II GP, LLC	n/a	n/a	n/a	N	yes	n/a
MPIP IV GP, LLC	n/a	n/a	n/a	N	yes	n/a
MPIP V GP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ST. LOUIS	Mo	United States	50	no
NEW YORK	NY	United States	45	no
Atlanta	Ga	United States	36	no
Boston	Ma	United States	29	no
Seattle	Wa	United States	18	no
Norwalk	Ct	United States	17	no
LOS ANGELES	CA	United States	14	no
SAN FRANCISCO	CA	United States	9	no
Washington	Dc	United States	9	no
Philadelphia	Pa	United States	8	no
Princeton	Nj	United States	4	no
Denver	Co	United States	3	no
Minneapolis	Mn	United States	3	no
Dallas	TX	United States	3	no
Irvine	CA	United States	2	no
Tampa	FL	United States	2	no
Cleveland	Oh	United States	2	no
Phoenix	Az	United States	1	no
Hartford	Ct	United States	1	no
Louisville	Ky	United States	1	no
KANSAS CITY	Mo	United States	1	no
Columbus	Oh	United States	1	no
Nashville	Tn	United States	1	no
Houston	TX	United States	1	no
Milwaukee	Wi	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 30, 2018	$2.3B	$906M	389	319	27	n/a	n/a
2016	Mar 31, 2017	$2.8B	$1.5B	321	253	n/a	n/a	n/a
2015	Mar 30, 2016	$3.8B	$3.8B	296	176	n/a	n/a	n/a
2014	Mar 31, 2015	$3.3B	$3.3B	257	153	n/a	n/a	n/a
2013	Mar 31, 2014	$5.2B	$5.2B	267	165	n/a	n/a	n/a
2012	Apr 1, 2013	$3.8B	$3.8B	291	181	n/a	n/a	n/a
2011	Apr 30, 2012	$3.5B	$3.5B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$2.3B	$2.8B	-16.3%	$3.3B	-11.2%	389	321	27	n/a

Relationships

Affiliated with (5)

→ MMC SECURITIES LLCRegistered adviserother investment adviser, broker-dealer, LP sponsor, common control
factForm ADV
→ MERCER INVESTMENTS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
→ SCMRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ MMA SECURITIES LLCRegistered adviserother investment adviser, broker-dealer, LP sponsor, common control
factForm ADV
← HAMMOND ASSOCIATES, D/B/A MERCER INVESTMENT CONSULTINGRegistered adviserother investment adviser
factForm ADV

Controls (10)

← JOSEPH, RICHARD, SCOTTOwnerDIRECTOR, ownership code NA, individual
Jan 5, 2017 to presentfactForm ADV
← FRANCE, JEREMIAH, MICHAELOwnerCHIEF OPERATING OFFICER & DIRECTOR, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← NUZUM, RICHARD, LANGDONOwnerPRESIDENT & DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← PHAY, ROBERT, EOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 11, 2015 to presentfactForm ADV
← Jahnel, Ferdinand, GerhardOwnerTREASURER, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← Dean, Colin, JamesOwnerGENERAL COUNSEL AND SECRETARY, ownership code NA, individual
Jun 20, 2017 to presentfactForm ADV
← Mahoney, Christine, TeresaOwnerDIRECTOR, ownership code NA, individual
Aug 27, 2018 to presentfactForm ADV
← MARSH & MCLENNAN COMPANIES, INCOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 25, 2011 to presentfactForm ADV
← MERCER (US) INC.OwnerSOLE MEMBER, ownership code E, domestic entity
Nov 25, 2011 to presentfactForm ADV
← MERCER CONSULTING GROUP, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 31, 2015 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2016
Succession filed (Item 4)
Mercer Investment Consulting, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33bfe5eb-e8f5-8086-1d4c-21342c76eaa0
First observed: Nov 25, 2011
Last observed: Dec 18, 2018 94 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MERCER INVESTMENT CONSULTING LLC

CRD 105631

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:33bfe5eb-e8f5-8086-1d4c-21342c76eaa0

Data as of Dec 18, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Dean, Colin, James

GENERAL COUNSEL AND SECRETARY

yes

06/2017

Jun 20, 2017

Dec 18, 2018

FRANCE, JEREMIAH, MICHAEL

CHIEF OPERATING OFFICER & DIRECTOR

yes

03/2016

Mar 30, 2016

Dec 18, 2018

Jahnel, Ferdinand, Gerhard

Treasurer

yes

12/2015

Mar 30, 2016

Dec 18, 2018

JOSEPH, RICHARD, SCOTT

Director

yes

01/2017

Jan 5, 2017

Dec 18, 2018

Mahoney, Christine, Teresa

Director

yes

08/2018

Aug 27, 2018

Dec 18, 2018

MARSH & MCLENNAN COMPANIES, INC

Shareholder

yes

02/1984

Nov 25, 2011

Dec 18, 2018

MERCER (US) INC.

SOLE MEMBER

yes

02/1984

Nov 25, 2011

Dec 18, 2018

MERCER CONSULTING GROUP, INC.

Shareholder

yes

02/1984

Mar 31, 2015

Dec 18, 2018

MERCER LLC

Shareholder

yes

02/1984

Nov 25, 2011

Dec 18, 2018

NUZUM, RICHARD, LANGDON

PRESIDENT & DIRECTOR

yes

08/2018

Mar 30, 2012

Dec 18, 2018

PHAY, ROBERT, E

CHIEF COMPLIANCE OFFICER

yes

05/2016

Mar 11, 2015

Dec 18, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MERCER INVESTMENT MANAGEMENT, INC.

n/a

Institutional manager

$226B

yes

n/a

MERCER PRIVATE MARKETS ADVISERS (US) AG

n/a

Former SEC adviser

$272M

yes

n/a

MMA SECURITIES LLC

n/a

No RAUM reported

yes

n/a

HAPIP GP 2009, LLC

n/a

yes

n/a

HAPIP GP, LLC

n/a

yes

n/a

MARSH & MCLENNAN AGENCY

n/a

yes

n/a

MERCER (US) INC.

n/a

yes

n/a

MERCER GLOBAL INVESTMENTS CANADA LIMITED

n/a

yes

n/a

MERCER GLOBAL INVESTMENTS EUROPE LIMITED

n/a

yes

n/a

MERCER HEALTH & BENEFITS LLC

n/a

yes

n/a

MERCER INVESTMENT SOLUTIONS LTD.

n/a

yes

n/a

MERCER INVESTMENTS (AUSTRALIA) LIMITED

n/a

yes

n/a

MERCER LIMITED

n/a

yes

n/a

MERCER TRUST COMPANY

n/a

yes

n/a

MMC SECURITIES LLC

n/a

Former SEC adviser

n/a

yes

n/a

MPIP II GP, LLC

n/a

yes

n/a

MPIP IV GP, LLC

n/a

yes

n/a

MPIP V GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

ST. LOUIS

United States

NEW YORK

United States

Atlanta

United States

Boston

United States

Seattle

United States

Norwalk

United States

LOS ANGELES

United States

SAN FRANCISCO

United States

Washington

United States

Philadelphia

United States

Princeton

United States

Denver

United States

Minneapolis

United States

Dallas

United States

Irvine

United States

Tampa

United States

Cleveland

United States

Phoenix

United States

Hartford

United States

Louisville

United States

KANSAS CITY

United States

Columbus

United States

Nashville

United States

Houston

United States

Milwaukee

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 30, 2018

$2.3B

$906M

389

319

n/a

2016

Mar 31, 2017

$2.8B

$1.5B

321

253

n/a

2015

Mar 30, 2016

$3.8B

296

176

n/a

2014

Mar 31, 2015

$3.3B

257

153

n/a

2013

Mar 31, 2014

$5.2B

267

165

n/a

2012

Apr 1, 2013

$3.8B

291

181

n/a

2011

Apr 30, 2012

$3.5B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$2.3B

$2.8B

-16.3%

$3.3B

-11.2%

389

321

n/a