DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Mercer Investment Consulting LLC

Former SEC-registered adviserChicago, IllinoisCRD 105631SEC 801-9613IAPD
Latest filing Dec 18, 2018
First filing on the tape Nov 25, 2011 · 28 filings
RAUM
$2.3B
reported, Item 5.F
Discretionary
39%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
389
319 advisory (5.B.1)
Offices
27
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$2.3B as of Mar 30, 2018
Apr 30, 2012$3.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2018
Apr 30, 20120 then
Employees (5.A)389 as of Mar 30, 2018
Apr 1, 2013291 then
Private funds: no history
RAUM -16% over the last fiscal year-11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Dec 18, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$292MderivedRAUM over accounts (5.F.2.f)
Discretionary
39%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived28 offices incl. principal (1.F.5)
RAUM growth, one year
-16%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, subscriptionreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$341M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Charitable organizations$1.8B76%
  • Pension and profit-sharing plans$561M24%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
1reported
Charitable clients
7reported
Accounts
8reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$341M for 2 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • James Colin Dean · General Counsel And Secretarycontrol
        since 06/2017 · owns less than 5%
      • Michael Jeremiah France · Chief Operating Officer & Directorcontrol
        since 03/2016 · owns less than 5%
      • Gerhard Ferdinand Jahnel · Treasurercontrol
        since 12/2015 · owns less than 5%
      • Scott Richard Joseph · Directorcontrol
        since 01/2017 · owns less than 5%
      • Teresa Christine Mahoney · Directorcontrol
        since 08/2018 · owns less than 5%
      • Langdon Richard Nuzum · President & Directorcontrol
        since 08/2018 · owns less than 5%
      • E Robert Phay · Chief Compliance Officercontrol
        since 05/2016 · owns less than 5%
      Entity owners
      • Mercer (US) Inc. · Sole Member
        direct · owns 75% or more
      • Marsh & Mclennan Companies, Inc · Shareholder
        indirect · owns 75% or more of Mercer Inc. · public reporting company
      • Mercer Consulting Group, Inc. · Shareholder
        indirect · owns 75% or more of Mercer LLC
      • Mercer LLC · Shareholder
        indirect · owns 75% or more of Mercer (US) Inc.
      Related persons
      Schedule D 7.A
      • Hapip Gp 2009, LLC
        pooled vehicle sponsorn
      • Hapip Gp, LLC
        pooled vehicle sponsorn
      • Marsh & Mclennan Agency
        real estaten
      • Mercer (US) Inc.
        LP sponsory
      • Mercer Global Investments Canada Limited
        investment advisern
      • Mercer Global Investments Europe Limited
        investment advisern
      • Mercer Health & Benefits LLC
        real estaten
      • Mercer Investments LLC
        investment adviserbankpooled vehicle sponsorLP sponsornRAUM $226B
      • Mercer Investment Solutions Ltd.
        investment advisern
      • Mercer Investments (Australia) Limited
        investment advisern
      • Mercer Limited
        investment adviserLP sponsorn
      • Scm
        investment adviserpooled vehicle sponsornRAUM $272M
      • Mercer Trust Company
        bankpooled vehicle sponsorn
      • Mma Securities LLC
        broker-dealerinvestment adviserLP sponsorreal estaten
      • Mmc Securities LLC
        broker-dealerinvestment adviserLP sponsorn
      • Mpip II Gp, LLC
        pooled vehicle sponsorn
      • Mpip IV Gp, LLC
        pooled vehicle sponsorn
      • Mpip V Gp, LLC
        pooled vehicle sponsorn
      Advisers that list Mercer Investment Consulting LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • St. Louis, MO50 employees
      • New York, NY45 employees
      • Atlanta, GA36 employees
      • Boston, MA29 employees
      • Seattle, WA18 employees
      • Norwalk, CT17 employees
      • Los Angeles, CA14 employees
      • Washington, DC9 employees
      • San Francisco, CA9 employees
      • Philadelphia, PA8 employees
      • Princeton, NJ4 employees
      • Denver, CO3 employees
      • Dallas, TX3 employees
      • Minneapolis, MN3 employees
      • Irvine, CA2 employees
      • Cleveland, OH2 employees
      • Tampa, FL2 employees
      • Milwaukee, WI1 employees
      • Phoenix, AZ1 employees
      • Louisville, KY1 employees
      • Kansas City, MO1 employees
      • Houston, TX1 employees
      • Columbus, OH1 employees
      • Hartford, CT1 employees
      • Nashville, TN1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 12 to 8
        Jun 20, 2017 to Mar 30, 2018
      • Advisory employees · 253 to 319
        Jun 20, 2017 to Mar 30, 2018
      • BD registered reps · 0 to 18
        Jun 20, 2017 to Mar 30, 2018
      • Charity clients · unset to 7.0
        Jun 20, 2017 to Mar 30, 2018
      • Pension plan clients · unset to 1.0
        Jun 20, 2017 to Mar 30, 2018
      • Assets in custody · unset to 340592000.0
        Jun 20, 2017 to Mar 30, 2018
      • Custody of client assets · false to true
        Jun 20, 2017 to Mar 30, 2018
      • Employees · 321 to 389
        Jun 20, 2017 to Mar 30, 2018
      • Other offices · unset to 27.0
        Jun 20, 2017 to Mar 30, 2018
      • Discretionary RAUM · $1.5B to $906M
        Jun 20, 2017 to Mar 30, 2018
      • Non-discretionary RAUM · $1.3B to $1.4B
        Jun 20, 2017 to Mar 30, 2018
      • Pension RAUM · unset to 561191000.0
        Jun 20, 2017 to Mar 30, 2018
      • RAUM · $2.8B to $2.3B
        Jun 20, 2017 to Mar 30, 2018
      • Accounts · 16 to 12
        Jan 5, 2017 to Mar 31, 2017
      • Advisory employees · 243 to 253
        Jan 5, 2017 to Mar 31, 2017
      • Employees · 313 to 321
        Jan 5, 2017 to Mar 31, 2017
      • Financial planning clients · 0 to unset
        Jan 5, 2017 to Mar 31, 2017
      • Discretionary RAUM · $1.6B to $1.5B
        Jan 5, 2017 to Mar 31, 2017
      • Non-discretionary RAUM · $1.3B to $1.3B
        Jan 5, 2017 to Mar 31, 2017
      • RAUM · $2.9B to $2.8B
        Jan 5, 2017 to Mar 31, 2017
      • Accounts · 37 to 16
        May 16, 2016 to Aug 5, 2016
      • Advisory employees · 176 to 243
        May 16, 2016 to Aug 5, 2016
      • Employees · 296 to 313
        May 16, 2016 to Aug 5, 2016
      • Discretionary RAUM · $3.8B to $1.6B
        May 16, 2016 to Aug 5, 2016
      • Non-discretionary RAUM · $0 to $1.3B
        May 16, 2016 to Aug 5, 2016
      • RAUM · $3.8B to $2.9B
        May 16, 2016 to Aug 5, 2016
      • Business name · MERCER INVESTMENT CONSULTING, LLC to MERCER INVESTMENT CONSULTING LLC
        Mar 30, 2016 to May 16, 2016
      • Legal name · MERCER INVESTMENT CONSULTING, LLC to MERCER INVESTMENT CONSULTING LLC
        Mar 30, 2016 to May 16, 2016
      • Succession · true to false
        Mar 30, 2016 to May 16, 2016
      • Accounts · 34 to 37
        Jan 8, 2016 to Mar 30, 2016
      • Advisory employees · 153 to 176
        Jan 8, 2016 to Mar 30, 2016
      • Business name · MERCER INVESTMENT CONSULTING, INC. to MERCER INVESTMENT CONSULTING, LLC
        Jan 8, 2016 to Mar 30, 2016
      • Employees · 257 to 296
        Jan 8, 2016 to Mar 30, 2016
      • Legal name · MERCER INVESTMENT CONSULTING, INC. to MERCER INVESTMENT CONSULTING, LLC
        Jan 8, 2016 to Mar 30, 2016
      • Discretionary RAUM · $3.3B to $3.8B
        Jan 8, 2016 to Mar 30, 2016
      • RAUM · $3.3B to $3.8B
        Jan 8, 2016 to Mar 30, 2016
      • Succession · false to true
        Jan 8, 2016 to Mar 30, 2016
      • Succession · true to false
        Jan 6, 2016 to Jan 7, 2016
      • Organization form · Corporation to Limited Liability Company
        Mar 31, 2015 to Jan 6, 2016
      • Succession · false to true
        Mar 31, 2015 to Jan 6, 2016
      Signals
      1 dated events
      • Mercer Investment Consulting, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Mar 30, 2016 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026